Fused Ring Indeno Compounds For Preparation Of Photochromic Compounds

ABSTRACT

The present invention relates to intermediate compounds represented by the following Formula (I-A), 
     
       
         
         
             
             
         
       
     
     The intermediate compounds of the present invention, such as represented by Formula (I-A), can be used to prepare photochromic compounds, such as photochromic fused ring indenopyran compounds, including but not limited to photochromic fused ring indeno-naphtho-pyran compounds.

FIELD

The present invention relates to fused ring indeno compounds that are used as intermediate compounds in the preparation of photochromic compounds.

BACKGROUND

Fused ring indeno compounds, such as fused ring indeno naphthols and fused ring indeno naphtha-esters, have many uses, such as intermediates in the synthesis of photochromic compounds and materials, such as indeno-fused ring pyrans, including indeno-fused naphthopyrans. Photochromic materials, such as indeno-fused naphthopyrans, in response to certain wavelengths of electromagnetic radiation (or “actinic radiation”), typically undergo a transformation from one form or state to another form, with each form having a characteristic or distinguishable absorption spectrum associated therewith. Typically, upon exposure to actinic radiation, many photochromic materials are transformed from a closed-form, which corresponds to an unactivated (or bleached, or substantially colorless) state of the photochromic material, to an open-form, which corresponds to an activated (or colored) state of the photochromic material. In the absence of exposure to actinic radiation, such photochromic materials are reversibly transformed from the activated (or colored) state, back to the unactivated (or bleached) state. Compositions and articles, such as eyewear lenses, that contain photochromic materials or have photochromic materials applied thereto (such as in form of a photochromic coating composition) typically display colorless (or clear) and colored states that correspond to the colorless and colored states of the photochromic materials contained therein and/or applied thereto.

Fused ring indeno compounds, such as indeno-fused naphthol materials are typically prepared by a synthetic scheme involving the reaction of a benzophenone with a dialkyl succinate, which is typically referred to as a Stobbe reaction route. Such known methods can be limited with regard to the types of groups, such as precursor groups and lengthening groups, and the ring-positions of such groups on the resulting fused ring indeno compounds. The introduction of groups at various ring positions can involve additional synthetic steps, and in some instances reduced product yields due in some cases to additional isolation steps.

Some photochromic materials, such as photochromic indeno-fused naphthopyrans can be expensive, and in light of economic considerations, reducing the costs associated with synthesizing such materials is typically desirable.

It would be desirable to develop fused ring indeno compounds, such as fused ring indeno naphtho-esters and fused ring indeno naphthols, that can be used to prepare photochromic compound. In addition, it would be desirable that such newly developed intermediate compounds have or allow for the introduction of certain groups, at ring-positions that are not possible or readily obtainable with presently available intermediate compounds.

SUMMARY

In accordance with the present invention, there is provided an intermediate compound for preparation of a photochromic compound, wherein the intermediate compound is represented by the following Formula (I-A),

With reference to the intermediate compound represented by Formula (I-A), which can be described as a fused ring indeno compound, Ring-A is selected from aryl and fused ring aryl, and n is selected from 1 to 8.

With reference to Formula (I-A), R¹ for each n is in each case independently selected from hydrogen, hydrocarbyl and substituted hydrocarbyl each optionally and independently interrupted with at least one of —O—, —S—, —C(O)—, —C(O)O—, —S(O)—, —SO₂—, —N═N—, —N(R₁₁′)— where R₁₁′ is selected from hydrogen, hydrocarbyl or substituted hydrocarbyl, —Si(OR₈′)_(w)(R₈′)_(t)—, where w and t are each independently selected from 0 to 2, provided that the sum of w and t is 2, and each R₈′ is independently selected from hydrogen, hydrocarbyl and substituted hydrocarbyl, and combinations of two or more thereof; halogen; cyano; —O—R₁₀′ or —S—R₁₀′ or —C(O)—R₁₀′ or —C(O)—OR₁₀′, wherein each R₁₀′ is independently selected from hydrogen, hydrocarbyl or substituted hydrocarbyl; perhalohydrocarbyl; and —C(O)—N(R₁₁′)(R₁₂′) or —N(R₁₁′)R₁₂′, wherein R₁₁′ and R₁₂′ are each independently selected from hydrogen, hydrocarbyl or substituted hydrocarbyl, or R₁₁′ and R₁₂′ together form a ring structure optionally including at least one heteroatom.

With additional reference to Formula (I-A), R² and R³ are each independently selected from hydrogen, hydrocarbyl, substituted hydrocarbyl,

halogen, —C(O)—N(R₁₄)(R₁₅), —N(R₁₄)(R₁₅), —SR₁₆, and —OR₁₆, where R₁₄ and R₁₅ are each independently selected from hydrogen, hydrocarbyl, and substituted hydrocarbyl, or R₁₄ and R₁₅ together form a ring, and each R₁₆ is independently selected from hydrocarbyl and substituted hydrocarbyl.

With further additional reference to Formula (I-A), R⁴ and R⁵ are each independently selected from hydrogen, hydrocarbyl, and substituted hydrocarbyl, each optionally and independently interrupted with —O—, —S—, —N(R₁₁′)—, where R₁₁′ is selected from hydrogen, hydrocarbyl or substituted hydrocarbyl.

With still further reference to Formula (I-A), R⁶ is selected from hydrogen, —C(O)—R₁₉ and —S(O)(O)R₁₉, wherein R₁₉ is selected from hydrocarbyl and halohydrocarbyl.

With still additional reference to Formula (I-A), Z₁ and Z₃ are each independently selected from O, C(O) and C(R_(a))(R_(b)), where R_(a) and R_(b) are each independently selected from hydrogen, hydroxyl, and C₁-C₂₀ linear or branched alkyl, provided that at least one of Z₁ and Z₃ is C(O).

With still further additional reference to Formula (I-A), Z₂ is selected from O, S, divalent hydrocarbyl, and N—R₁₃, where R₁₃ is selected from hydrogen, hydrocarbyl and substituted hydrocarbyl each optionally and independently interrupted with at least one of —O—, —S—, —C(O)—, —C(O)O—, —S(O)—, —SO₂—, —N═N—, —N(R₁₁′)— where R₁₁′ is selected from hydrogen, hydrocarbyl or substituted hydrocarbyl, —Si(OR₈′)_(w)(R₈′)_(t)—, where w and t are each independently selected from 0 to 2, provided that the sum of w and t is 2, and each R₈′ is independently selected from hydrogen, hydrocarbyl and substituted hydrocarbyl, and combinations of two or more thereof, or Z₂ defines an optionally substituted fused ring.

The features that characterize the present invention are pointed out with particularity in the claims, which are annexed to and form a part of this disclosure. These and other features of the invention, its operating advantages and the specific objects obtained by its use will be more fully understood from the following detailed description in which non-limiting embodiments of the invention are illustrated and described.

BRIEF DESCRIPTION OF THE DRAWINGS

FIG. 1 is an illustrative representative general scheme, Scheme-(1), of a method for preparing the intermediate compound of the present invention;

FIG. 2 is an illustrative representative scheme, Scheme-(2), of a method for preparing the intermediate compound of the present invention;

FIG. 3 is an illustrative representative scheme, Scheme-(3), of a method for preparing the intermediate compound of the present invention;

FIG. 4 is an illustrative representative scheme, Scheme-(4), of various equilibriums by which structural isomers of the lactone compounds represented by Formulas (III-A′) and (III-A″) are converted from one to the other;

FIG. 5 is an illustrative representative scheme, Scheme-(5), of a method of preparing a lactone compound that is used, with some embodiments, to prepare the intermediate compound of the present invention; and

FIG. 6 is an illustrative representative scheme, Scheme-(6), of a method of preparing an acid ester precursor of the lactone compound depicted in Scheme-(5).

In FIGS. 1-6 like characters refer to the same compounds, reactants, and/or groups as the case may be, unless otherwise stated.

DETAILED DESCRIPTION

As used herein, the articles “a,” “an,” and “the” include plural referents unless otherwise expressly and unequivocally limited to one referent.

As used herein, the intermediate compound of the present invention is also referred to as a fused ring indeno compound and a fused ring indeno intermediate compound.

Unless otherwise indicated, all ranges or ratios disclosed herein are to be understood to encompass any and all subranges or subratios subsumed therein. For example, a stated range or ratio of “1 to 10” should be considered to include any and all subranges between (and inclusive of) the minimum value of 1 and the maximum value of 10; that is, all subranges or subratios beginning with a minimum value of 1 or more and ending with a maximum value of 10 or less, such as but not limited to, 1 to 6.1, 3.5 to 7.8, and 5.5 to 10.

As used herein, unless otherwise indicated, left-to-right representations of linking groups, such as divalent linking groups, are inclusive of other appropriate orientations, such as, but not limited to, right-to-left orientations. For purposes of non-limiting illustration, the left-to-right representation of the divalent linking group

or equivalently —C(O)O—, is inclusive of the right-to-left representation thereof,

or equivalently —O(O)C— or —OC(O)—.

Other than in the operating examples, or where otherwise indicated, all numbers expressing quantities of ingredients, reaction conditions, and so forth used in the specification and claims are to be understood as modified in all instances by the term “about.”

The intermediate compounds of the present invention, as described herein, including, but not limited to, compounds represented by Formula (I-A), Formula (I-B), and Formulas (I-B)-(1) through (I-B)-(16) Formula (I-C), in each case optionally further include one or more coproducts, resulting from the synthesis of such compounds.

As used herein, the term “photochromic” and similar terms, such as “photochromic compound” means having an absorption spectrum for at least visible radiation that varies in response to absorption of at least actinic radiation. Further, as used herein the term “photochromic material” means any substance that is adapted to display photochromic properties (such as, adapted to have an absorption spectrum for at least visible radiation that varies in response to absorption of at least actinic radiation) and which includes at least one photochromic compound.

As used herein, the term “actinic radiation” means electromagnetic radiation that is capable of causing a response in a material, such as, but not limited to, transforming a photochromic material from one form or state to another as will be discussed in further detail herein.

As used herein, the term “photochromic material” includes thermally reversible photochromic materials and compounds and non-thermally reversible photochromic materials and compounds. The term “thermally reversible photochromic compounds/materials” as used herein means compounds/materials capable of converting from a first state, for example a “clear state,” to a second state, for example a “colored state,” in response to actinic radiation, and reverting back to the first state in response to thermal energy. The term “non-thermally reversible photochromic compounds/materials” as used herein means compounds/materials capable of converting from a first state, for example a “clear state,” to a second state, for example a “colored state,” in response to actinic radiation, and reverting back to the first state in response to actinic radiation of substantially the same wavelength(s) as the absorption(s) of the colored state (e.g., discontinuing exposure to such actinic radiation).

As used herein to modify the term “state,” the terms “first” and “second” are not intended to refer to any particular order or chronology, but instead refer to two different conditions or properties. For purposes of non-limiting illustration, the first state and the second state of a photochromic compound can differ with respect to at least one optical property, such as but not limited to the absorption of visible and/or UV radiation. Thus, according to various non-limiting embodiments disclosed herein, the photochromic compounds of the present invention can have a different absorption spectrum in each of the first and second state. For example, while not limiting herein, a photochromic compound prepared from the fused ring indeno compounds prepared by the method of the present invention can be clear in the first state and colored in the second state. Alternatively, a photochromic compound prepared from the fused ring indeno compounds prepared by the method of the present invention can have a first color in the first state and a second color in the second state.

As used herein the term “optical” means pertaining to or associated with light and/or vision. For example, according to various non-limiting embodiments disclosed herein, the optical article or element or device can be chosen from ophthalmic articles, elements and devices, display articles, elements and devices, windows, mirrors, and active and passive liquid crystal cell articles, elements and devices.

As used herein the term “ophthalmic” means pertaining to or associated with the eye and vision. Non-limiting examples of ophthalmic articles or elements include corrective and non-corrective lenses, including single vision or multi-vision lenses, which can be either segmented or non-segmented multi-vision lenses (such as, but not limited to, bifocal lenses, trifocal lenses and progressive lenses), as well as other elements used to correct, protect, or enhance (cosmetically or otherwise) vision, including without limitation, contact lenses, intra-ocular lenses, magnifying lenses, and protective lenses or visors.

As used herein the term “display” means the visible or machine-readable representation of information in words, numbers, symbols, designs or drawings. Non-limiting examples of display elements include screens, monitors, and security elements, such as security marks.

As used herein the term “window” means an aperture adapted to permit the transmission of radiation there-through. Non-limiting examples of windows include automotive and aircraft transparencies, windshields, filters, shutters, and optical switches.

As used herein the term “mirror” means a surface that specularly reflects a large fraction of incident light.

As used herein the term “liquid crystal cell” refers to a structure containing a liquid crystal material that is capable of being ordered. A non-limiting example of a liquid crystal cell element is a liquid crystal display.

As used herein, spatial or directional terms, such as “left”, “right”, “inner”, “outer”, “above”, “below”, and the like, relate to the invention as it is depicted in the drawing figures. It is to be understood, however, that the invention can assume various alternative orientations and, accordingly, such terms are not to be considered as limiting.

As used herein, the terms “formed over,” “deposited over,” “provided over,” “applied over,” residing over,” or “positioned over,” mean formed, deposited, provided, applied, residing, or positioned on but not necessarily in direct (or abutting) contact with the underlying element, or surface of the underlying element. For example, a layer “positioned over” a substrate does not preclude the presence of one or more other layers, coatings, or films of the same or different composition located between the positioned or formed layer and the substrate.

As used herein, the term “Ring Position” means a particular position in the ring structure, such as the fused ring structure, of a chemical compound, such as the fused ring indeno intermediate compounds of the present invention, and which are depicted herein in accordance with some embodiments by numbers within the ring structures of representative chemical formulas.

All documents, such as but not limited to issued patents and patent applications, referred to herein, and unless otherwise indicated, are to be considered to be “incorporated by reference” in their entirety.

As used herein, recitations of “linear or branched” groups, such as linear or branched alkyl, are herein understood to include: a methylene group or a methyl group; groups that are linear, such as linear C₂-C₂₀ alkyl groups; and groups that are appropriately branched, such as branched C₃-C₂₀ alkyl groups.

As used herein, recitations of “optionally substituted” group, means a group, including but not limited to, alkyl group, cycloalkyl group, heterocycloalkyl group, aryl group, and/or heteroaryl group, in which at least one hydrogen thereof has been optionally replaced or substituted with a group that is other than hydrogen, such as, but not limited to, halo groups (e.g., F, Cl, I, and Br), hydroxyl groups, ether groups, thiol groups, thio ether groups, carboxylic acid groups, carboxylic acid ester groups, phosphoric acid groups, phosphoric acid ester groups, sulfonic acid groups, sulfonic acid ester groups, nitro groups, cyano groups, hydrocarbyl groups (including, but not limited to: alkyl; alkenyl; alkynyl; cycloalkyl, including poly-fused-ring cycloalkyl and polycyclocalkyl; heterocycloalkyl; aryl, including hydroxyl substituted aryl, such as phenol, and including poly-fused-ring aryl; heteroaryl, including poly-fused-ring heteroaryl; and aralkyl groups), and amine groups, such as —N(R₁₁′)(R₁₂′) where R₁₁′ and R₁₂′ are each independently selected, with some embodiments, from hydrogen, linear or branched C₁-C₂₀ alkyl, C₃-C₁₂ cycloakyl, C₃-C₁₂ heterocycloalkyl, aryl, and heteroaryl.

As used herein, recitations of “halo substituted” and related terms (such as, but not limited to, haloalkyl groups, haloalkenyl groups, haloalkynyl groups, haloaryl groups and halo-heteroaryl groups) means a group in which at least one, and up to and including all of the available hydrogen groups thereof is substituted with a halo group. The term “halo-substituted” is inclusive of “perhalo-substituted.” As used herein, the term perhalo-substituted group and related terms (such as, but not limited to perhaloalkyl groups, perhaloalkenyl groups, perhaloalkynyl groups, perhaloaryl groups and perhalo-heteroaryl groups) means a group in which all of the available hydrogen groups thereof are substituted with a halo group. For example, perhalomethyl is —CX₃; perhalophenyl is —C₆X₅, where X represents one or more halo groups, such as, but not limited to F.

The intermediate compounds of the present invention include groups and sub-groups that can in each case be independently selected from hydrocarbyl and/or substituted hydrocarbyl. As used herein the term “hydrocarbyl” and similar terms, such as “hydrocarbyl substituent,” means: linear or branched C₁-C₂₅ alkyl (e.g., linear or branched C₁-C₁₀ alkyl); linear or branched C₂-C₂₅ alkenyl (e.g., linear or branched C₂-C₁₀ alkenyl); linear or branched C₂-C₂₅ alkynyl (e.g., linear or branched C₂-C₁₀ alkynyl); C₃-C₁₂ cycloalkyl (e.g., C₃-C₁₀ cycloalkyl); C₃-C₁₂ heterocycloalkyl (having at least one hetero atom in the cyclic ring); C₅-C₁₈ aryl (including polycyclic aryl groups) (e.g., C₅-C₁₀ aryl); C₅-C₁₈ heteroaryl (having at least one hetero atom in the aromatic ring); and C₆-C₂₄ aralkyl (e.g., C₆-C₁₀ aralkyl).

Representative alkyl groups include but are not limited to methyl, ethyl, propyl, isopropyl, butyl, isobutyl, sec-butyl, tert-butyl, pentyl, neopentyl, hexyl, heptyl, octyl, nonyl and decyl. Representative alkenyl groups include but are not limited to vinyl, allyl and propenyl. Representative alkynyl groups include but are not limited to ethynyl, 1-propynyl, 2-propynyl, 1-butynyl, and 2-butynyl. Representative cycloalkyl groups include but are not limited to cyclopropyl, cyclobutyl, cyclopentyl, cyclohexyl, and cyclooctyl substituents. Representative heterocycloalkyl groups include but are not limited to imidazolyl, tetrahydrofuranyl, tetrahydropyranyl and piperidinyl. Representative aryl groups include but are not limited to phenyl, naphthyl, anthracynyl and triptycenyl. Representative heteroaryl groups include but are not limited to furanyl, pyranyl, pyridinyl, isoquinoline, and pyrimidinyl. Representative aralkyl groups include but are not limited to benzyl, and phenethyl.

The term “substituted hydrocarbyl” as used herein means a hydrocarbyl group in which at least one hydrogen thereof has been substituted with a group that is other than hydrogen, such as, but not limited to, halo groups, hydroxyl groups, ether groups, thiol groups, thio ether groups, carboxylic acid groups, carboxylic acid ester groups, phosphoric acid groups, phosphoric acid ester groups, sulfonic acid groups, sulfonic acid ester groups, nitro groups, cyano groups, hydrocarbyl groups (e.g., alkyl, alkenyl, alkynyl, cycloalkyl, heterocycloalkyl, aryl, heteroaryl, and aralkyl groups), and amine groups, such as —N(R₁₁′)(R₁₂′) where R₁₁′ and R₁₂′ are each independently selected from hydrogen, hydrocarbyl and substituted hydrocarbyl.

The term “substituted hydrocarbyl” is inclusive of halohydrocarbyl (or halo substituted hydrocarbyl) substituents. The term “halohydrocarbyl” as used herein, and similar terms, such as halo substituted hydrocarbyl, means that at least one hydrogen atom of the hydrocarbyl (e.g., of the alkyl, alkenyl, alkynyl, cycloalkyl, heterocycloalkyl, aryl, heteroaryl, and aralkyl groups) is replaced with a halogen atom selected from chlorine, bromine, fluorine and iodine. The degree of halogenation can range from at least one hydrogen atom but less than all hydrogen atoms being replaced by a halogen atom (e.g., a fluoromethyl group), to full halogenation (perhalogenation) in which all replaceable hydrogen atoms on the hydrocarbyl group have each been replaced by a halogen atom (e.g., trifluoromethyl or perfluoromethyl). Correspondingly, the term “perhalohydrocarbyl group” as used herein means a hydrocarbyl group in which all replaceable hydrogens have been replaced with a halogen. Examples of perhalohydrocarbyl groups include, but are not limited to, perhalogenated phenyl groups and perhalogenated alkyl groups.

The hydrocarbyl and substituted hydrocarbyl groups from which the various groups described herein can each be independently selected, in some instances and with some embodiments, can in each case be independently and optionally interrupted with at least one of —O—, —S—, —C(O)—, —C(O)O—, —S(O)—, —SO₂—, —N═N—, —N(R₁₁′)— where R₁₁′ is selected from hydrogen, hydrocarbyl or substituted hydrocarbyl, —Si(OR₈′)_(w)(R₈′)_(t)—, where w and t are each independently selected from 0 to 2, provided that the sum of w and t is 2, and each R₈′ is independently selected from hydrogen, hydrocarbyl and substituted hydrocarbyl, and combinations of two or more thereof. As used herein, by interrupted with at least one of —O—, —S—, —C(O)—, —C(O)O—, —OC(O)O—, —S(O)—, —SO₂—, —N═N—, —N(R₁₁′)—, and —Si(OR₈)_(w)(R₈)_(t)—, means that at least one carbon of, but less than all of the carbons of, the hydrocarbyl group or substituted hydrocarbyl group, is in each case independently replaced with one of the recited divalent non-carbon linking groups. The hydrocarbyl and substituted hydrocarbyl groups can be interrupted with two or more of the above recited linking groups, which can be adjacent to each other or separated by one or more carbons. For purposes of non-limiting illustration, a combination of adjacent —C(O)— and —N(R₁₁′)— can provide a divalent amide linking or interrupting group, —C(O)—N(R₁₁′)—. For purposes of further non-limiting illustration, a combination of adjacent —N(R₁₁′)—, —C(O)— and —O— can provide a divalent carbamate (or urethane) linking or interrupting group, —N(R₁₁′)—C(O)—O—, where R₁₁′ is hydrogen.

The term “alkyl” as used herein, in accordance with some embodiments, means linear or branched alkyl, such as but not limited to, linear or branched C₁-C₂₅ alkyl, or linear or branched C₁-C₁₀ alkyl, or linear or branched C₂-C₁₀ alkyl. Examples of alkyl groups from which the various alkyl groups of the present invention can be selected from, include, but are not limited to, those recited previously herein. Alkyl groups of the various compounds of the present invention can, with some embodiments, include one or more unsaturated linkages selected from —CH═CH— groups and/or one or more —C≡C— groups, provided the alkyl group is free of two or more conjugated unsaturated linkages. With some embodiments, the alkyl groups are free of unsaturated linkages, such as —CH═CH— groups and —C≡C— groups.

The term “cycloalkl” as used herein, in accordance with some embodiments, means groups that are appropriately cyclic, such as but not limited to, C₃-C₁₂ cycloalkyl (including, but not limited to, cyclic C₅-C₇ alkyl) groups. Examples of cycloalkyl groups include, but are not limited to, those recited previously herein. The term “cycloalkyl” as used herein in accordance with some embodiments also includes: bridged ring polycycloalkyl groups (or bridged ring polycyclic alkyl groups), such as but not limited to, bicyclo[2.2.1]heptyl (or norbornyl) and bicyclo[2.2.2]octyl; and fused ring polycycloalkyl groups (or fused ring polycyclic alkyl groups), such as, but not limited to, octahydro-1H-indenyl, and decahydronaphthalenyl.

The term “heterocycloalkyl” as used herein, in accordance with some embodiments, means groups that are appropriately cyclic, such as but not limited to, C₃-C₁₂ heterocycloalkyl groups or C₅-C₇ heterocycloalkyl groups, and which have at least one hetero atom in the cyclic ring, such as, but not limited to, O, S, N, P, and combinations thereof. Examples of heterocycloalkyl groups include, but are not limited to, those recited previously herein. The term “heterocycloalkyl” as used herein, in accordance with some embodiments, also includes: bridged ring polycyclic heterocycloalkyl groups, such as but not limited to, 7-oxabicyclo[2.2.1]heptanyl; and fused ring polycyclic heterocycloalkyl groups, such as but not limited to, octahydrocyclopenta[b]pyranyl, and octahydro-1H-isochromenyl.

The term “heteroaryl,” as used herein, in accordance with some embodiments, includes but is not limited to C₅-C₁₈ heteroaryl, such as but not limited to C₅-C₁₀ heteroaryl (including fused ring polycyclic heteroaryl groups) and means an aryl group having at least one hetero atom in the aromatic ring, or in at least one aromatic ring in the case of a fused ring polycyclic heteroaryl group. Examples of heteroaryl groups include, but are not limited to, those recited previously herein.

As used herein, the term “fused ring polycyclic-aryl-alkyl group” and similar terms such as, fused ring polycyclic-alkyl-aryl group, fused ring polycyclo-aryl-alkyl group, and fused ring polycyclo-alkyl-aryl group means a fused ring polycyclic group that includes at least one aryl ring and at least one cycloalkyl ring that are fused together to form a fused ring structure. For purposes of non-limiting illustration, examples of fused ring polycyclic-aryl-alkyl groups include, but are not limited to indenyl, 9H-flourenyl, cyclopentanaphthenyl, and indacenyl.

The term “aralkyl,” as used herein, and in accordance with some embodiments, includes but is not limited to C₆-C₂₄ aralkyl, such as but not limited to C₆-C₁₀ aralkyl, and means an aryl group substituted with an alkyl group. Examples of aralkyl groups include, but are not limited to, those recited previously herein.

The intermediate compounds according to the present invention, such as, but not limited to those represented by Formulas (I-A) and (I-B), and the various groups thereof are described in further detail herein as follows.

With some alternative embodiments, Z₂ of Formula (I-A) defines an optionally substituted fused ring. As used herein, the term “Z₂ defines an optionally substituted fused ring,” means that Z₂ defines an optionally substituted fused ring that is bonded to both Z₁ and Z₃. In accordance with some further embodiments, the term “Z₂ defines an optionally substituted fused ring,” does not include spiro compounds. For purposes of non-limiting illustration, and in accordance with some embodiments, when Z₂ defines an optionally substituted fused ring, the intermediate compound represented by Formula (I-A) is represented by the following Formula (I-A′),

With reference to Formula (I-A′): Ring-Z₂ is selected from cyclocalkyl, heterocycloalkyl, aryl, and heteroaryl; v is selected from 1 to 8; and R₂₁ for each v is independently selected from hydrogen, cyano, nitro, halogen (such as, F, Cl, Br, and I), hydrocarbyl, substituted hydrocarbyl, and perhalohydrocarbyl. With some embodiments, Ring-Z₂ is selected from C₆-cycloalkyl (having 6 carbon atoms in the cycloalkyl ring) and C₆-aryl (having 6 carbon atoms in the aryl ring).

With reference to the intermediate compound represented by Formula (I-A), Ring-A is selected from aryl.

With some embodiments, R¹ for the intermediate compound represented by Formula (I-A), for each n, is independently selected from, hydrogen, halogen selected from bromo, iodo, fluoro and chloro; C₁-C₂₀ linear or branched alkyl; C₃-C₁₀ cycloalkyl; and substituted or unsubstituted phenyl, in which the phenyl substituents being selected from halogen, halo(C₁-C₂₀)alkyl, C₁-C₂₀ alkyl or C₁-C₂₀ alkoxy.

With some further embodiments, R¹ of Formula (I-A), for each n, is independently selected from, —O—R₁₀′ or —S—R₁₀′, wherein each R₁₀′ independently is hydrogen, C₁-C₂₀ alkyl, phenyl(C₁-C₂₀)alkyl, mono(C₁-C₂₀)alkyl substituted phenyl(C₁-C₂₀)alkyl, mono(C₁-C₂₀)alkoxy substituted phenyl(C₁-C₂₀)alkyl, (C₁-C₂₀)alkoxy(C₂-C₂₀)alkyl, C₃-C₁₀ cycloalkyl, or mono(C₁-C₂₀)alkyl substituted C₃-C₁₀ cycloalkyl.

With some additional embodiments, R¹ of Formula (I-A), for each n, is independently selected from, —N(R₁₁′)R₁₂′ or —C(O)—N(R₁₁′)(R₁₂′), wherein R₁₁′ and R₁₂′ are each independently hydrogen, C₁-C₂₀ alkyl, phenyl, naphthyl, furanyl, benzofuran-2-yl, benzofuran-3-yl, thienyl, benzothien-2-yl, benzothien-3-yl, dibenzofuranyl, dibenzothienyl, benzopyridyl, fluorenyl, C₁-C₂₀ alkylaryl, C₃-C₁₀ cycloalkyl, C₄-C₂₀ bicycloalkyl, C₅-C₂₀ tricycloalkyl or C₁-C₂₀ alkoxyalkyl, wherein the aryl group (of, for example, the C₁-C₂₀ alkoxyalkyl) is phenyl or naphthyl, or R₁₁′ and R₁₂′ come together with the nitrogen atom to form a C₃-C₂₀ hetero-bicycloalkyl ring or a C₄-C₂₀ hetero-tricycloalkyl ring.

With some additional further embodiments, R¹ of Formula (I-A), for each n, is independently selected from, a nitrogen containing ring represented by the following graphic formula XIIA,

With reference to Formula (XIIA), each —Y— is independently chosen for each occurrence from —CH²⁻, —CH(R₁₃′)—, —C(R₁₃′)₂—, —CH(aryl)-, —C(aryl)₂-, and —C(R₁₃′)(aryl)-, and Z is —Y—, —O—, —S—, —NH—, —N(R₁₃′)—, or —N(aryl)-, wherein each R₁₃′ is independently C₁-C₂₀ alkyl, each aryl is independently phenyl or naphthyl, m is an integer 1, 2 or 3, and p is an integer 0, 1, 2, or 3 and provided that when p is 0, Z is —Y—.

With some further additional embodiments, R¹ of Formula (I-A), for each n, is independently selected from, a group represented by one of the following graphic formulas XIIB or XIIC,

With reference to Formulas (XIIB) and (XIIC), R₁₅, R₁₆, and R₁₇ are each independently hydrogen, C₁-C₂₀ alkyl, phenyl, or naphthyl, or the groups R₁₅ and R₁₆ together form a ring of 5 to 8 carbon atoms and each R^(d) is independently for each occurrence selected from C₁-C₂₀ alkyl, C₁-C₂₀ alkoxy, fluoro or chloro, and Q is an integer 0, 1, 2, or 3.

The R¹ group of Formula (I-A), for each n, is independently selected from, with some embodiments, unsubstituted, mono-, or di-substituted C₄-C₁₈ spirobicyclic amine, or unsubstituted, mono-, and di-substituted C₄-C₁₈ spirotricyclic amine, wherein said substituents are independently aryl, C₁-C₂₀ alkyl, C₁-C₂₀ alkoxy, or phenyl(C₁-C₂₀)alkyl.

In accordance with some alternative embodiments, two adjacent R¹ groups together form a group represented by one of XIID and XIIE:

With reference to Formula XIID and XIIE, T and T′ are each independently oxygen or the group —NR₁₁′—, where R₁₁′, R₁₅, and R₁₆ are as set forth above.

In accordance with some embodiments, R² and R³ of Formula (I-A) are each independently selected from: hydrogen; halogen selected from F, Cl, Br, and I; C₁-C₂₀ linear or branched alkyl; C₃-C₁₀ cycloalkyl; and substituted or unsubstituted phenyl, the phenyl substituents being selected from hydroxyl, halogen, carbonyl, C₁-C₂₀ alkoxycarbonyl, cyano, halo(C₁-C₂₀)alkyl, C₁-C₂₀ alkyl or C₁-C₂₀ alkoxy.

In accordance with some further embodiments, R² and R³ of Formula (I-A) are each independently selected from, —C(O)N(R₁₄)(R₁₅) or —N(R₁₄)(R₁₅), where R₁₄ and R₁₅ are each independently selected from: hydrogen; C₁-C₂₀ linear or branched alkyl; C₃-C₁₀ cycloalkyl; and substituted or unsubstituted phenyl, the phenyl substituents being selected from halogen, halo(C₁-C₂₀)alkyl, C₁-C₂₀ alkyl or C₁-C₂₀ alkoxy, or R₁₄ and R₁₅ together form a ring.

In accordance with some additional embodiments, R² and R³ of Formula (I-A) are each independently selected from, —OR₁₆ or —SR₁₆, where each R₁₆ is independently selected from: C₁-C₂₀ linear or branched alkyl; C₃-C₁₀ cycloalkyl; and substituted or unsubstituted phenyl, the phenyl substituents being selected from halogen, halo(C₁-C₂₀)alkyl, C₁-C₂₀ alkyl or C₁-C₂₀ alkoxy.

In accordance with some embodiments, R⁴ and R⁵ of Formula (I-A) are each independently selected from: (i) hydrogen, C₁-C₂₀ alkyl, C₁-C₂₀ haloalkyl, C₃-C₁₀ cycloalkyl, allyl, benzyl, or mono-substituted benzyl, said benzyl substituents being chosen from halogen, C₁-C₂₀ alkyl or C₁-C₂₀ alkoxy; (ii) an unsubstituted, mono- di- or tri-substituted group chosen from phenyl, naphthyl, phenanthryl, pyrenyl, quinolyl, isoquinolyl, benzofuranyl, thienyl, benzothienyl, dibenzofuranyl, dibenzothienyl, carbazolyl, or indolyl, said group substituents in each case being independently chosen from halogen, C₁-C₂₀ alkyl or C₁-C₂₀ alkoxy; (iii) mono-substituted phenyl, said substituent located at the para position being —(CH₂)_(t)— or —O—(CH₂)_(t)—, wherein t is the integer 1, 2, 3, 4, 5 or 6, said substituent being connected to an aryl group which is a member of a photochromic material; and (iv) the group —CH(R¹⁰)G, wherein R¹⁰ is hydrogen, C₁-C₆ alkyl or the unsubstituted, mono- or di-substituted aryl groups phenyl or naphthyl, and G is —CH₂OR¹¹, wherein R¹¹ is hydrogen, C₁-C₂₀ alkyl, C₁-C₂₀ alkoxy(C₁-C₂₀)alkyl, phenyl(C₁-C₂₀)alkyl, mono(C₁-C₂₀)alkoxy substituted phenyl(C₁-C₂₀)alkyl, or the unsubstituted, mono- or di-substituted aryl groups phenyl or naphthyl, each of said phenyl and naphthyl group substituents being C₁-C₂₀ alkyl or C₁-C₂₀ alkoxy; or (v) R⁴ and R⁵ together form a spiro substituent selected from a substituted or unsubstituted spiro-carbocyclic ring containing 3 to 6 carbon atoms, a substituted or unsubstituted spiro-heterocyclic ring containing 1 or 2 oxygen atoms and 3 to 6 carbon atoms including the spirocarbon atom, said spiro-carbocyclic ring and spiro-heterocyclic ring being annellated with 0, 1 or 2 benzene rings, said substituents being hydrogen or C₁-C₂₀ alkyl.

With further reference to Formula (I-A) and with some embodiments, R⁶ for Formula (I-A) is selected from hydrogen, —C(O)—R₁₉ and —S(O)(O)R₁₉, wherein R₁₉ is selected from C₁-C₂₀ linear or branched alkyl and C₁-C₂₀ linear or branched perfluoroalkyl.

Ring-A for Formula (I-A), in accordance with some embodiments, is C₆-aryl.

With some embodiments, R¹ for Formula (I-A) for each n is independently selected from hydrogen, C₁-C₆ linear or branched alkyl, C₃-C₇ cycloalkyl, C₁-C₈ haloalkyl, fluoro, chloro, bromo, iodo, and —O—R₁₀′.

With some embodiments, R² and R³ for Formula (I-A) are each independently selected from: hydrogen; C₁-C₆ linear or branched alkyl; C₃-C₇ cycloalkyl; and substituted or unsubstituted phenyl, the phenyl substituents being selected from halogen, halo(C₁-C₆)alkyl, C₁-C₆ alkyl or C₁-C₆ alkoxy.

With some embodiments, R⁴ and R⁵ for Formula (I-A) are each independently selected from hydrogen, C₁-C₈ alkyl, C₁-C₈ haloalkyl, and C₃-C₇ cycloalkyl, or R⁶ and R⁷ together form a spiro substituent selected from a substituted or unsubstituted spiro-carbocyclic ring containing 3 to 6 carbon atoms.

With further reference to Formula (I-A) and with some embodiments, R⁶ for Formula (I-A) is selected from —C(O)—R₁₉ and —S(O)(O)R₁₉, wherein R₁₉ is selected from C₁-C₁₀ linear or branched alkyl and C₁-C₁₀ linear or branched perfluoroalkyl.

With reference to the intermediate compound represented by Formula (I-A), and in accordance with some embodiments, Z₂ is N—R₁₃, and R₁₃ is a group L represented by the following Formula (II), and optionally at least one R¹ independently for each n, is selected from the group L represented by the following Formula (II),

—[S₁]_(c)-[Q₁-[S₂]_(d)]_(d′)-[Q₂-[S₃]_(e)]_(e′)-[Q₃-[S₄]_(f)]_(f′)—S₅—P  Formula (II)

With reference to Formula (II), and in accordance with some embodiments, (a) Q₁, Q₂, and Q₃ for each occurrence, are independently selected from a divalent group selected from optionally substituted aryl, optionally substituted heteroaryl, optionally substituted cycloalkyl, and optionally substituted heterocycloalkyl. The aryl substituents, heteroaryl substituents, cycloalkyl substituents, and heterocycloalkyl substituents are, with some embodiments, each independently selected from P (as described in further detail below), liquid crystal mesogens, halogen, poly(C₁-C₁₈ alkoxy), C₁-C₁₈ alkoxycarbonyl, C₁-C₁₈ alkylcarbonyl, C₁-C₁₈ alkoxycarbonyloxy, aryloxycarbonyloxy, perfluoro(C₁-C₁₈)alkoxy, perfluoro(C₁-C₁₈)alkoxycarbonyl, perfluoro(C₁-C₁₈)alkylcarbonyl, perfluoro(C₁-C₁₈)alkylamino, di-(perfluoro(C₁-C₁₈)alkyl)amino, perfluoro(C₁-C₁₈)alkylthio, C₁-C₁₈ alkylthio, C₁-C₁₈ acetyl, C₃-C₁₀ cycloalkyl, C₃-C₁₀ cycloalkoxy, straight-chain C₁-C₁₈ alkyl, and branched C₁-C₁₈ alkyl. The straight-chain C₁-C₁₈ alkyl and branched C₁-C₁₈ alkyl, with some embodiments, are mono-substituted with a group selected from cyano, halogen, and C₁-C₁₈ alkoxy. Alternatively, and with some embodiments, the straight-chain C₁-C₁₈ alkyl and branched C₁-C₁₈ alkyl are poly-substituted with at least two groups independently selected from halogen, -M(T)_((v-1)) and -M(OT)_((v-1)), in which M is chosen from aluminum, antimony, tantalum, titanium, zirconium and silicon, T is chosen from organofunctional radicals, organofunctional hydrocarbon radicals, aliphatic hydrocarbon radicals and aromatic hydrocarbon radicals, and v is the valence of M.

With further reference to Formula (II), and in accordance with some further embodiments, (b) c, d, e, and f are each independently chosen from an integer of 1 to 20; and each S₁, S₂, S₃, S₄, and S₅ is independently chosen for each occurrence from a spacer unit selected from (i), (ii), and (iii) as described as follows. With some embodiments, each S₁, S₂, S₃, S₄, and S₅ is independently chosen for each occurrence from a spacer unit selected from (i) optionally substituted alkylene, optionally substituted haloalkylene, —Si(CH₂)_(g)—, and —(Si[(CH₃)₂]O)_(h)—, wherein g for each occurrence is independently chosen from an integer from 1 to 20; h for each occurrence is independently chosen from an integer from 1 to 16; and said substitutes for the alkylene and haloalkylene are independently selected from C₁-C₁₈ alkyl, C₃-C₁₀ cycloalkyl and aryl. With some further embodiments, each S₁, S₂, S₃, S₄, and S₅ is independently chosen for each occurrence from a spacer unit selected from (ii) —N(Z)—, —C(Z)═C(Z)—, —C(Z)═N—, —C(Z′)₂—C(Z′)₂—, and a single bond, wherein Z for each occurrence is independently selected from hydrogen, C₁-C₁₈ alkyl, C₃-C₁₀ cycloalkyl and aryl, and Z′ for each occurrence is independently selected from C₁-C₁₈ alkyl, C₃-C₁₀ cycloalkyl and aryl. With some additional embodiments, each S₁, S₂, S₃, S₄, and S₅ is independently chosen for each occurrence from a spacer unit selected from (iii) —O—, —C(═O)—, —C≡C—, —N═N—, —S—, —S(═O)—, —(O═)S(═O)—, —(O═)S(═O)O—, —O(O═)S(═O)O— and straight-chain or branched C₁-C₂₄ alkylene residue, said C₁-C₂₄ alkylene residue being unsubstituted, mono-substituted by cyano or halogen, or poly-substituted by halogen. With further reference to each of S₁, S₂, S₃, S₄, and S₅, and with some embodiments, there is the proviso that when two spacer units comprising heteroatoms are linked together the spacer units are linked so that heteroatoms are not directly linked to each other. There is a further proviso, with some embodiments, that each bond between S₁ and the nitrogen atom of N—R₁₃ of the intermediate compound represented by Formula (I-A) is in each case free of two heteroatoms linked together, and the bond between S₅ and P is free of two heteroatoms linked to each other.

With further reference to Formula (II), and in accordance with some further embodiments, (c) P for each occurrence is independently selected from hydroxy, amino, C₂-C₁₈ alkenyl, C₂-C₁₈ alkynyl, azido, silyl, siloxy, silylhydride, (tetrahydro-2H-pyran-2-yl)oxy, thio, isocyanato, thioisocyanato, acryloyloxy, methacryloyloxy, 2-(acryloyloxy)ethylcarbamyl, 2-(methacryloyloxy)ethylcarbamyl, aziridinyl, allyloxycarbonyloxy, epoxy, carboxylic acid, carboxylic ester, acryloylamino, methacryloylamino, aminocarbonyl, C₁-C₁₈ alkyl aminocarbonyl, aminocarbonyl(C₁-C₁₈)alkyl, C₁-C₁₈ alkyloxycarbonyloxy, halocarbonyl, hydrogen, aryl, hydroxy(C₁-C₁₈)alkyl, C₁-C₁₈alkyl, C₁-C₁₈ alkoxy, amino(C₁-C₁₈)alkyl, C₁-C₁₈alkylamino, di-(C₁-C₁₈)alkylamino, C₁-C₁₈ alkyl(C₁-C₁₈)alkoxy, C₁-C₁₈ alkoxy(C₁-C₁₈)alkoxy, nitro, poly(C₁-C₁₈)alkyl ether, (C₁-C₁₈)alkyl(C₁-C₁₈)alkoxy(C₁-C₁₈)alkyl, polyethyleneoxy, polypropyleneoxy, ethylene, acryloyl, acryloyloxy(C₁-C₁₈)alkyl, methacryloyl, methacryloyloxy(C₁-C₁₈)alkyl, 2-chloroacryloyl, 2-phenylacryloyl, acryloyloxyphenyl, 2-chloroacryloylamino, 2-phenylacryloylaminocarbonyl, oxetanyl, glycidyl, cyano, isocyanato(C₁-C₁₈)alkyl, itaconic acid ester, vinyl ether, vinyl ester, a styrene derivative, main-chain and side-chain liquid crystal polymers, siloxane derivatives, ethyleneimine derivatives, maleic acid derivatives, maleimide derivatives, fumaric acid derivatives, unsubstituted cinnamic acid derivatives, cinnamic acid derivatives that are substituted with at least one of methyl, methoxy, cyano and halogen, and substituted or unsubstituted chiral or non-chiral monovalent or divalent groups chosen from steroid radicals, terpenoid radicals, alkaloid radicals and mixtures thereof, wherein the substituents are independently chosen from C₁-C₁₈ alkyl, C₁-C₁₈ alkoxy, amino, C₃-C₁₀ cycloalkyl, C₁-C₁₈ alkyl(C₁-C₁₈)alkoxy, fluoro(C₁-C₁₈)alkyl, cyano, cyano(C₁-C₁₈)alkyl, cyano(C₁-C₁₈)alkoxy or mixtures thereof, or P is a structure having from 2 to 4 reactive groups, or P is an unsubstituted or substituted ring opening metathesis polymerization precursor, or P is a substituted or unsubstituted photochromic compound.

With additional reference to Formula (II), and in accordance with some further embodiments, (d) d′, e′ and f′ are each independently chosen from 0, 1, 2, 3, and 4, provided that the sum of d′+e′+f′ is at least 1.

In accordance with some embodiments, for the group L represented by Formula (II), (a) Q₁, Q₂, and Q₃ for each occurrence, are independently selected from optionally substituted aryl and optionally substituted cycloalkyl.

With further reference to Formula (II), and in accordance with some further embodiments, (b) each S₁, S₂, S₃, S₄, and S₅ of Formula (VII) is independently chosen for each occurrence from a spacer unit selected from (ii) and (iii) as described as follows. Each S₁, S₂, S₃, S₄, and S₅ of Formula (VII), with some embodiments, is independently chosen for each occurrence from a spacer unit selected from (ii) —N(Z)—, —C(Z)═C(Z)—, —C(Z)═N—, —C(Z)₂—C(Z′)₂—, and a single bond, wherein Z for each occurrence is independently selected from hydrogen, C₁-C₈ alkyl, C₃-C₆ cycloalkyl and aryl, and Z′ for each occurrence is independently selected from C₁-C₈ alkyl, C₃-C₆ cycloalkyl and aryl. Each S₁, S₂, S₃, S₄, and S₅ of Formula (VII), with some further embodiments, is independently chosen for each occurrence from a spacer unit selected from (iii) —O—, —C(═O)—, —C≡C—, —N═N—, —S—, —S(═O)—, and straight-chain or branched C₁-C₁₂ alkylene residue, said C₁-C₁₂ alkylene residue being unsubstituted, mono-substituted by cyano or halogen, or poly-substituted by halogen.

In accordance with some additional embodiments, for the group L represented by Formula (II), (c) P for each occurrence is independently selected from hydrogen, hydroxy, amino, C₂-C₈ alkenyl, C₂-C₈ alkynyl, acryloyloxy, methacryloyloxy, 2-(acryloyloxy)ethylcarbamyl, 2-(methacryloyloxy)ethylcarbamyl, epoxy, carboxylic acid, carboxylic ester, acryloylamino, methacryloylamino, aminocarbonyl, C₁-C₈ alkyl aminocarbonyl, aminocarbonyl(C₁-C₈)alkyl, C₁-C₈ alkyloxycarbonyloxy, halocarbonyl, aryl, hydroxy(C₁-C₈)alkyl, C₁-C₈ alkyl, C₁-C₈ alkoxy, amino(C₁-C₈)alkyl, C₁-C₈ alkylamino, di-(C₁-C₈)alkylamino, C₁-C₈ alkyl(C₁-C₈)alkoxy, C₁-C₈ alkoxy(C₁-C₈)alkoxy, nitro, poly(C₁-C₈)alkyl ether, (C₁-C₈)alkyl(C₁-C₈)alkoxy(C₁-C₈)alkyl, polyethyleneoxy, polypropyleneoxy, ethylene, acryloyl, acryloyloxy(C₁-C₁₈)alkyl, methacryloyl, methacryloyloxy(C₁-C₈)alkyl, 2-chloroacryloyl, 2-phenylacryloyl, acryloyloxyphenyl, 2-chloroacryloylamino, 2-phenylacryloylaminocarbonyl, oxetanyl, glycidyl, cyano, isocyanato(C₁-C₁₈)alkyl, itaconic acid ester, vinyl ether, and vinyl ester.

In accordance with some further additional embodiments, for the group L represented by Formula (II), (b) each S₁, S₂, S₃, S₄, and S₅ is independently chosen for each occurrence from a spacer unit selected from: (ii) —N(Z)—, —C(Z)═C(Z)—, and a single bond, wherein Z for each occurrence is independently selected from hydrogen, C₁-C₈ alkyl, C₃-C₆ cycloalkyl and aryl; and (iii) —O—, —O(═O)—, —C≡C—, and straight-chain or branched C₁-C₆ alkylene residue, said C₁-C₆ alkylene residue being unsubstituted, mono-substituted by cyano or halogen, or poly-substituted by halogen.

In accordance with some additional further embodiments, for the group L represented by Formula (II), (c) P for each occurrence is independently selected from hydrogen, hydroxy, amino, C₂-C₈ alkenyl, C₂-C₈ alkynyl, and aryl.

In accordance with some embodiments of the present invention, each group L as represented by Formula (II) is independently selected from the following non-limiting groups:

With regard to the above non-limiting examples of L groups, there is the proviso that that R₁₃ of N—R₁₃ is only selected from L(5), L(6), L(7), L(8), L(9), L(12), L(14), L(21), L(24), L(27), L(34), L(36), L(h), L(i), L(j), L(l), L(m), L(n), L(n), L(o), L(p), L(u), L(v), L(w), L(ac), L(ae), L(af), L-DC-(a), L-DC-(b), L-DC-(c), L-DC-(d), L-DC-(e), L-DC-(h), L-DC-(i), and L-DC-(l).

In accordance with some embodiments, the intermediate compound represented by Formula (I-A), after formation thereof, can be subjected to one or more additional chemical reactions for purposes of modifying R₁₃ (when group Z₂ is N—R₁₃), such that R₁₃ is, or is converted to, an L group (or group L) as described previously herein with reference to Formula (II). Examples of additional chemical reactions that the intermediate compound represented by Formula (I-A) can be subjected to include, but are not limited to, palladium-catalyzed cross couplings, etherifications, esterifications, amidations, and condensations.

In accordance with some embodiments of the present invention, Z₁ and Z₃ of Formula (I-A) are each C(O).

The intermediate compound represented by Formula (I-A), with some embodiments, is represented by the following Formula (I-B), in which Ring-A is an R¹ substituted C₆-aryl (or phenyl) group:

With reference to Formula (I-B), n is 1 to 4. With further reference to Formula (I-B), R¹, R²-R⁶, and Z₁-Z₃ are each as described herein with reference to Formula (I-A). The ring including Z₁-Z₃ is bonded to the ring positions of the indo portion of the intermediate compound as shown in Formula (I-B).

Examples of intermediate compounds according to the present invention, based on Formula (I-B), include, but are not limited to, the following:

The intermediate compounds of the present invention are prepared, with some embodiments, by reacting together a dienophile and a lactone compound that includes a diene, in the presence of a catalyst (as will be described in further detail herein), and a carboxylic acid anhydride, when R₆ of Formula (I-A) is —C(O)—R₁₉. Such non-limiting methods of preparing the intermediate compounds of the present invention are shown in Examples 1-5 of the Examples further herein. For purposes of non-limiting illustration, the intermediate compounds of the present invention, such as represented by Formula (I-A) can be prepared in accordance with the general Scheme-(1) of FIG. 1. With reference to Scheme-1 of FIG. 1, the intermediate compound represented by Formula (I-A), is prepared, with some embodiments, by reaction of a diene represented by the following Formula (II-A) with a lactone compound represented by the following Formula (III-A) in the presence of a catalyst, and a carboxylic acid anhydride represented by the following Formula (IV):

With reference to the above Formulas (II-A), (III-A), and (IV), Z₁, Z₂, Z₃, R¹-R⁵, and R₁₉ are each as described herein with reference to Formula (I-A). The wavy bonds (

) of Formula (III-A) indicate that the positions of the Ring-(A) and the five member ring (including Y, R² and R³) can be switched relative to the double bond extending from the junction of the two wavy bonds, and as such, Formula (III-A) represents both structural isomers relative to the double bond. For purposes of further non-limiting illustration, the lactone compound represented by Formula (III-A) includes lactone compounds represented by the following Formula (III-A′) and Formula (III-A″).

With reference to Scheme-(1) of FIG. 1, Y of the lactone compound represented by Formula (III-A) is selected from O, S, and N(R₁₈), where R₁₈ is selected from hydrogen, hydrocarbyl, and substituted hydrocarbyl. While not intending to be bound by any theory, it is believed that the dienophile represented by Formula (II-A) and the cyclic diene moiety (that includes Y, R² and R³) of the lactone represented by Formula (III-A) react together by a Diels-Alder reaction.

With further reference to Scheme-(1) of FIG. 1, the group Y of the lactone compound, such as represented by Formula (III-A), is not present in or otherwise incorporated into the structure of the intermediate compound represented by Formula (I-A). With some embodiments, during the course of the reaction represented by Scheme-1 of FIG. 1, Y of the lactone compounds, such as represented by Formula (III-A), forms: H₂O (when Y is O); SH₂ (when Y is S); or NH₂(R₁₈) (when Y is N(R₁₈)). While not intending to be bound by any theory, the conversion of Y of the lactone, such as represented by Formula (III-A), to H₂O, SH₂, or NH₂(R₁₈) is believed to occur during an aromatization step of the reaction.

As shown in Examples 6-10, the intermediate compounds of the present invention are, with some embodiments, also prepared from the intermediate compound represented by Formula (I-A) through single-step or multi-step functional group transformation procedures in accordance with art-recognized methods. Non-limiting examples of transformation procedures include, but are not limited to hydrolysis, Friedel-Crafts reactions, palladium-catalyzed cross couplings, cyanation chemistries, etherifications, C—H bond activation chemistries, borylation chemistries, esterifications, amidations, condensations, oxidation chemistries and reduction chemistries. Example 6-8 provide a non-limiting demonstration of how a hydroxy substitution is obtained through hydrolysis. Example 9 provides a non-limiting demonstration of how a lengthening group is attached via a Suzuki coupling reaction. Example 10 provides a non-limiting demonstration of the use of condensation chemistry to convert an anhydride functionality to an imide functionality.

While not intending to be bound by any theory and for purposes of non-limiting illustration, and based on the evidence presently at hand, the method by which the intermediate compounds of the present invention are prepared, as represented by Scheme-1 of FIG. 1, and in accordance with some embodiments, is believed to proceed more particularly by one or both of the pathways as represented by the Scheme-(2) of FIG. 2 and/or Scheme-(3) of FIG. 3 of the drawings.

With reference to the pathway represented by Scheme-(2) of FIG. 2, in step (a), the lactone isomer represented by Formula (III-A″) is converted to Intermediate-(i) in the presence of a catalyst, as will be described in further detail herein. In Scheme-(2), the catalyst, the dienophile represented by Formula (II-A), and the carboxylic acid anhydride represented by Formula (IV) are together present with the lactone isomer represented by Formula (III-A″) at the beginning of the reaction, but are depicted as having a more prominent or direct role at different steps throughout the reaction scheme. In step (b), Intermediate-(i) and the dienophile represented by Formula (II-A) react together by what is believed to be a Diels-Alder reaction so as to form Intermediate-(ii). In step (c), which is an aromatization step, Intermediate-(ii) and the carboxylic acid anhydride represented by Formula (IV) together form Intermediate-(iii). During step (c), there is the concurrent formation of YH₂. In step (d) Intermediate (iii) by intramolecular rearrangement is converted to Intermediate (iv) with the loss of one molecule of H₂O. In step (e) Intermediate-(iv) and the carboxylic acid anhydride represented by Formula (IV) together form the intermediate compound represented by Formula (I-A).

With reference to the pathway represented by Scheme-(3) of FIG. 3, in step (a) via a Diels-Alder reaction, the lactone isomer represented by Formula (III-A″) is converted to Intermediate-(i′) in the presence of the dienophile represented by Formula (II-A) and catalyst, as will be described in further detail herein. In Scheme-(3), the catalyst, the dienophile represented by Formula (II-A), and the carboxylic acid anhydride represented by Formula (IV) are together present with the lactone isomer represented by Formula (III-A′) at the beginning of the reaction, but are depicted as having a more prominent or direct role at different steps throughout the reaction scheme. In step (b), which is an aromatization step, Intermediate-(i′) together with the carboxylic acid anhydride represented by Formula (IV) is converted to Intermediate-(iii). During the course of step (b) of Scheme-(3) there is the concurrent formation of YH₂. In step (c), Intermediate (iii) by intramolecular rearrangement is converted to Intermediate (iv) with the loss of one molecule of H₂O. In step (d), Intermediate-(iv) and the carboxylic acid anhydride represented by Formula (IV) together form the intermediate compound represented by Formula (I-A).

With further reference to Scheme-(3) of FIG. 3, and without intending to be bound by any theory, it is believed that the structural isomer of the lactone compound represented by Formula (III-A′) also participates, though indirectly, in the illustrated reaction scheme by being converted to the structural isomer represented by Formula (III-A″). For purposes of illustration, and not intending to be bound by any theory, the lactone structural isomers represented by Formulas (III-A′) and (III-A″) are believed to rearrange from one to the other as represented by Scheme-4 of FIG. 4, in the presence of acid catalyst (which is not depicted in Scheme-4 of FIG. 4).

With reference to Scheme-4 of FIG. 4, the lactone compound represented by Formula (III-A′) is in equilibrium with the open-ringed ionic isomer represented by Formula (III-C1), which is in equilibrium with the spiro-lactone isomer represented by Formula (III-C), which is in equilibrium with the ring-opened ionic isomer represented by Formula (III-C2), which is in equilibrium with the lactone compound represented by Formula (III-A″). As such, by way of the structural isomers represented by Formulas (III-C1), (III-C), and (III-C2), the lactone structural isomers represented by Formulas (III-A′) and (III-A″) are converted from one to the other. As the lactone structural isomer represented by Formula (III-A″) is reacted/consumed in the reaction represented by Scheme-3 of FIG. 3, the lactone structural isomer represented by Formula (III-A′) is converted to the structural isomer represented by Formula (III-A″) as the effective equilibrium there-between is correspondingly shifted to replace the structural isomer represented by Formula (III-A″) as it is consumed in the reaction. Similarly, as the lactone structural isomer represented by Formula (III-A″) is reacted/consumed in the reaction represented by Scheme-2 of FIG. 2, the lactone structural isomer represented by Formula (III-A′) is converted to the structural isomer represented by Formula (III-A″) as the effective equilibrium there-between is correspondingly shifted to replace the structural isomer represented by Formula (III-A″) as it is consumed in the reaction represented by Scheme-2 of FIG. 2.

In accordance with some embodiments, the intermediate compounds of the present invention are prepared in the presence of a catalyst that is selected from at least one Lewis acid represented by the following Formula (V) and Formula (VI),

M^(y+)(⁻O—SO₂—R₂₀)_(y)  (V)

and

M^(y+)(X⁻)_(y)  (VI)

Independently for each of Formula (V) and Formula (VI), M represents a metal, y is the valence of the metal, R₂₀ for each y is independently selected from hydrocarbyl and halohydrocarbyl, and X for each y is independently selected from halogen. More particularly, and with reference to the Lewis acid represented by Formula (VI), X⁻ for each y is independently a halogen anion. More particularly, and independently for each of Formula (V) and Formula (VI), M^(y+) represents a metal cation, and y is the valence of the metal cation.

With some further embodiments: the metal M of Formula (V) and Formula (VI) is in each case independently selected from Bi, B, Al, Hf, Sc, Cu, Yb, Ti, Sn, Fe, Zn, Ag, Y, In, Nb and Mg; R₂₀ of Formula (V) is selected from C₁-C₁₀ linear or branched alkyl, and C₁-C₁₀ linear or branched perfluoroalkyl; and X of Formula (VI) is selected from F, Cl, I, and Br.

In accordance with some additional embodiments, the catalyst is selected from one or more Lewis acids represented by Formula (V), in which M is Bi, y is 3, and R₂₀ is selected from C₁-C₁₀ linear or branched perfluoroalkyl, such as trifluoromethane.

The catalyst, with some embodiments, is present in an amount of at least 0.001 percent by moles, based on moles of the lactone compound represented by Formula (III-A), such as from 0.001 to 99 percent by moles, or from 0.01 to 30 percent by moles, in each case based on moles of the lactone compound represented by Formula (III-A).

The lactone compounds that can be used to prepare the intermediate compounds of the present invention, are prepared by art-recognized procedures with some embodiments. For purposes of non-limiting illustration, and with reference to Scheme-5 of FIG. 5, the lactone compound represented by Formula (III-A) is prepared, in accordance with some embodiments, by reacting an acid ester represented by Formula (1) with a metal hydride reducing agent that is defined herein to include an organo metal hydride reducing agent, or a nucleophile represented by at least one of Formula (2) and/or Formula (3). The wavy bonds (

) of Formula (1) indicate that the positions of the Ring-(A) and the five member ring (including Y, R² and R³) can be switched relative to the double bond extending from the junction of the two wavy bonds, and as such, Formula (1) represents both structural isomers relative to the double bond.

With further reference to Scheme-5 of FIG. 5, the metal hydride reducing agent is typically used when R⁴ and R⁵ are each hydrogen. The metal hydride reducing agent can, with some embodiments, be selected from sodium borohydride and lithium aluminum hydride, or an organo metal hydride reducing agent. The organo metal hydride reducing agent can be one or more di(C₁-C₂₀ alkyl) aluminum hydride reducing agents, such as one or more di(C₁-C₆ alkyl) aluminum hydride reducing agents, examples of which include, but are not limited to, diethyl aluminum hydride and diisobutyl aluminum hydride.

With reference to Formulas (2) and (3) of Scheme-5 of FIG. 5, M¹ and M² are each independently selected from Si(R³¹)₃, where each R³¹ is independently selected from C₁-C₈ alkyl, or M¹ and M² each independently represent a counterion that includes a metal selected from Mg, Li, Mn, Cu, Zn, Al, Ti, Ln, and combinations thereof. With some embodiments, R₃₀ of the acid ester represented by Formula (1) is selected from hydrocarbyl and substituted hydrocarbyl. With some further embodiments, R₃₀ of the acid ester represented by Formula (1) is selected from linear or branched C₁-C₂₀ alkyl, such as linear or branched C₁-C₆ alkyl (such as ethyl, with some embodiments).

According to some embodiments, and with further reference to Scheme-5 of FIG. 5, M¹ and M² of Formulas (2) and (3) also include a halogen, and can be represented by (M¹X)⁺ and (M²X)⁺, in which X is a halogen. Each of M¹ and M² of Formulas (2) and (3) can each be selected from (MgX)⁺, in which X is selected from halogen, such as Cl, Br and I, examples of which include, but are not limited to, (MgCl)⁺, (MgBr)⁺ and (MgI)⁺.

With some embodiments, the nucleophiles represented by Formulas (2) and (3) of Scheme-5 of FIG. 5, are each Grignard reagents, and the reaction represented by Scheme-5 is a Grignard reaction, which is conducted under Grignard reaction conditions. The reaction represented by Scheme-5 is typically conducted in the presence of an appropriate solvent, such as tetrahydrofuran (THF), and under conditions of ambient pressure (e.g., approximately 1 atm), under an inert atmosphere (e.g., under a nitrogen sweep), such as from −30° C. to 60° C., or from −20° C. to 45° C., or from −10° C. to 30° C., and optionally with reflux.

The reaction of the acid ester represented by Formula (1) with the nucleophile represented by Formulas (2) and/or (3), of Scheme-5, is with some embodiments, conducted in the presence of metal salts. Examples of metal salts that can be present include, but are not limited to, aluminum chloride (AlCl₃), tin chloride, zinc chloride, bismuth triflate, alkali metal halides, anhydrous alkaline metal halides, rate earth metal salts, e.g., lanthanide halides, such as lanthanum III chloride, and lanthanide triflate, and combinations thereof. Examples of alkali metal halides that can be present include, but are not limited to, sodium halides and/or potassium halides, such as sodium chloride (NaCl) and/or potassium chloride (KCl). Examples of alkaline metal halides that can be present include, but are not limited to, anhydrous calcium halides, anhydrous lithium halides and/or anhydrous magnesium halides, such as calcium chloride, lithium chloride and magnesium chloride. The metal salt is typically present in an amount of from 0.1 molar percent to 600 molar percent, or from 1.0 to 100 molar percent, or from 10 to 50 molar percent, based on 100 molar percent of the starting materials. The molar percent is defined herein as the percentage of the number of moles of the metal salt per liter of solute based on the total moles per liter of solute of the acid ester represented by Formula (1) and the nucleophiles represented by Formulas (2) and (3) in Scheme-5.

In accordance with some embodiments, the lactone compounds represented by Formula (III-A) (including Formulas (III-A′) and (III-A″)), after formation thereof, can be subjected to one or more additional chemical reactions for purposes of modifying one or more of the groups thereof, such as the R¹, R⁴, R⁵, R⁶, and/or R⁷ groups. Examples of modified groups include, but are not limited to, lengthening groups, such as group L (or L groups) as described previously herein with reference to Formula (II). With some embodiments, the groups of the lactone compounds represented by Formula (III-A) are subsequently modified because the modified groups would not survive formation of the lactone itself. Through one step or multi-step art-recognized functional group transformation chemistries, lactone compounds represented by Formula (III-A) can be transformed to modified lactone compounds having unique substituted groups. Such unique substituted groups include, but are not limited to, lengthening groups (or L groups), groups that are not present in commercially available starting materials and groups that don't survive lactone formation chemistry. The transformation chemistries include, but are not limited to, Friedel-Crafts reactions, palladium-catalyzed cross couplings, cyanation chemistries, etherifications, C—H bond activation chemistries, borylation chemistries, esterifications, amidations, oxidation chemistries, and reduction chemistries. For purposes of non-limiting illustration, the modification of lactone compounds represented by Formula (III-A) is shown in Examples 3, 4 and 5 further herein, in which the starting lactones were converted in-situ to modified lactones having new substituents, such as but not limited to, 9-(2-phenylpropan-2-yl), before other reactions were undertaken.

The acid ester represented by Formula (1) of Scheme-5 can be prepared in accordance with art-recognized methods. With some embodiments, the acid ester represented by Formula (1) is prepared by a reaction between a ketone represented by Formula (4) and a succinic acid diester represented by Formula (5), as represented by Scheme-6 of FIG. 6.

With reference to Scheme-6 of FIG. 6, the ketone represented by Formula (4) is reacted with a succinic acid diester represented by Formula (5), in which each R₃₀ is as described previously herein (e.g., each R₃₀ can be ethyl), in the presence of a strong base, such as an alkali metal alkoxide, such as NaOR₃₀ (e.g., sodium ethoxide). The reaction of Scheme-6 is conducted under appropriate conditions, such as under reflux at a temperature of the boiling point of the solvent, under an inert atmosphere, and in the presence of an appropriate solvent, such as tetrahydrofuran or toluene. Workup of the reaction represented by Scheme-6 is conducted, with some embodiments, in accordance with art-recognized procedures.

With further reference to Schemes-(5) and (6) of FIGS. 5 and 6, Ring-A, n, R¹-R⁵, and Y, are each as described herein with reference to Formulas (I-A) and (III-A).

The intermediate compounds of the present invention, such as represented by Formula (I-A), are for preparation of a photochromic compound, with some embodiments. In accordance with some embodiments, the intermediate compounds of the present invention are used to prepare photochromic fused ring indenopyran compounds, such as represented by the following Formula (I-A-PC):

With reference to Formula (I-A-PC), Ring-A, n, R¹-R⁵, Z₁, Z₂, and Z₃ are each as described herein with reference to Formula (I-A).

With further reference to Formula (I-A-PC), B and B′ are each independently selected from, hydrogen, hydrocarbyl and substituted hydrocarbyl each optionally and independently interrupted with at least one of —O—, —S—, —C(O)—, —C(O)O—, —S(O)—, —SO₂—, —N═N—, —N(R₁₁′)— where R₁₁′ is selected from hydrogen, hydrocarbyl or substituted hydrocarbyl, —Si(OR₈′)_(w)(R₈′)_(t)—, where w and t are each independently selected from 0 to 2, provided that the sum of w and t is 2, and each R₈′ is independently selected from hydrogen, hydrocarbyl and substituted hydrocarbyl, and combinations of two or more thereof.

With additional reference to Formula (I-A-PC), and in accordance with some further embodiments, B and B′ are each independently selected from, hydrogen, unsubstituted aryl, substituted aryl, unsubstituted heteroaryl, and substituted heteroaryl, or B and B′ taken together form a ring structure selected from unsubstituted fluoren-9-ylidene, substituted fluoren-9-ylidene, saturated spiro-monocyclic hydrocarbon ring, saturated spiro-bicyclic hydrocarbon ring, and spiro-tricyclic hydrocarbon ring.

In accordance with some further embodiments, B and B′ of Formula (I-A-PC) are each independently selected from: an aryl group that is mono-substituted with a reactive substituent or a compatiblizing substituent; a substituted phenyl; a substituted aryl; a substituted 9-julolindinyl; a substituted heteroaromatic group chosen from pyridyl, furanyl, benzofuran-2-yl, benzofuran-3-yl, thienyl, benzothien-2-yl, benzothien-3-yl, dibenzofuranyl, dibenzothienyl, carbazoyl, benzopyridyl, indolinyl, and fluorenyl, wherein the phenyl, aryl, 9-julolindinyl, or heteroaromatic substituent is a reactive substituent R; an unsubstituted, mono-, di-, or tri-substituted phenyl or aryl group; 9-julolidinyl; or an unsubstituted, mono- or di-substituted heteroaromatic group chosen from pyridyl, furanyl, benzofuran-2-yl, benzofuran-3-yl, thienyl, benzothien-2-yl, benzothien-3-yl, dibenzofuranyl, dibenzothienyl, carbazoyl, benzopyridyl, indolinyl, and fluorenyl. With some further embodiments, each of the phenyl, aryl and heteroaromatic substituents are each independently selected from: hydroxyl, a group —C(═O)R₂₁, wherein R₂₁ is —OR₂₂, —N(R₂₃)R₂₄, piperidino, or morpholino, wherein R₂₂ is allyl, C₁-C₂₀ alkyl, phenyl, mono(C₁-C₂₀)alkyl substituted phenyl, mono(C₁-C₂₀)alkoxy substituted phenyl, phenyl(C₁-C₂₀)alkyl, mono(C₁-C₂₀)alkyl substituted phenyl(C₁-C₂₀)alkyl, mono(C₁-C₂₀)alkoxy substituted phenyl(C₁-C₂₀)alkyl, C₁-C₂₀ alkoxy(C₂-C₂₀)alkyl or C₁-C₂₀ haloalkyl, R₂₃ and R₂₄ are each independently C₁-C₂₀ alkyl, C₅-C₁₀ cycloalkyl, phenyl or substituted phenyl, the phenyl substituents being C₁-C₂₀ alkyl or C₁-C₂₀ alkoxy, and said halo substituent is chloro or fluoro, aryl, mono(C₁-C₂₀)alkoxyaryl, di(C₁-C₂₀)alkoxyaryl, mono(C₁-C₂₀)alkylaryl, di(C₁-C₂₀)alkylaryl, haloaryl, C₃-C₁₀ cycloalkylaryl, C₃-C₁₀ cycloalkyl, C₃-C₁₀ cycloalkyloxy, C₃-C₁₀ cycloalkyloxy(C₁-C₂₀)alkyl, C₃-C₁₀ cycloalkyloxy(C₁-C₂₀)alkoxy, aryl(C₁-C₂₀)alkyl, aryl(C₁-C₂₀)alkoxy, aryloxy, aryloxy(C₁-C₂₀)alkyl, aryloxy(C₁-C₂₀)alkoxy, mono- or di(C₁-C₂₀)alkylaryl(C₁-C₂₀)alkyl, mono- or di-(C₁-C₂₀)alkoxyaryl(C₁-C₂₀)alkyl, mono- or di-(C₁-C₂₀)alkylaryl(C₁-C₂₀)alkoxy, mono- or di-(C₁-C₂₀)alkoxyaryl(C₁-C₂₀)alkoxy, amino, mono- or di-(C₁-C₂₀)alkylamino, diarylamino, piperazino, N—(C₁-C₂₀)alkylpiperazino, N-arylpiperazino, aziridino, indolino, piperidino, morpholino, thiomorpholino, tetrahydroquinolino, tetrahydroisoquinolino, pyrrolidyl, C₁-C₂₀ alkyl, C₁-C₂₀ haloalkyl, C₁-C₂₀ alkoxy, mono(C₁-C₂₀)alkoxy(C₁-C₂₀)alkyl, acryloxy, methacryloxy, or halogen.

With some further embodiments, B and B′ of Formula (I-A-PC) are each independently selected from an unsubstituted or mono-substituted group chosen from pyrazolyl, imidazolyl, pyrazolinyl, imidazolinyl, pyrrolinyl, phenothiazinyl, phenoxazinyl, phenazinyl, and acridinyl, in which each of the substituents being C₁-C₂₀ alkyl, C₁-C₂₀ alkoxy, phenyl, or halogen.

With some additional embodiments, B and B′ of Formula (I-A-PC) are each independently selected from a group represented by one of the following Formulas (XIVA) or (XIVB):

Independently for Formulas (XIVA) and (XIVB), K is —CH₂— or —O—, and M is —O— or substituted nitrogen, provided that when M is substituted nitrogen, K is —CH₂—, the substituted nitrogen substituents being hydrogen, C₁-C₂₀ alkyl, or C₁-C₂₀ acyl, each R₂₅ being independently chosen for each occurrence from C₁-C₂₀ alkyl, C₁-C₂₀ alkoxy, hydroxy, and halogen, R₂₆ and R₂₇ each being independently hydrogen or C₁-C₂₀ alkyl, and u is an integer ranging from 0 to 2.

With some additional embodiments, B and B′ of Formula (I-A-PC) are each independently selected from a group represented by the following Formula (XV):

With reference to Formula (XV), R₂₈ is hydrogen or C₁-C₂₀ alkyl, and R₂₉ is an unsubstituted, mono-, or di-substituted group chosen from naphthyl, phenyl, furanyl, and thienyl, wherein the substituents are C₁-C₂₀ alkyl, C₁-C₂₀ alkoxy, or halogen.

In accordance with some alternative embodiments, B and B′ of Formula (I-A-PC) taken together form one of a fluoren-9-ylidene, mono-, or di-substituted fluoren-9-ylidene, each of said fluoren-9-ylidene substituents being independently chosen from C₁-C₂₀ alkyl, C₁-C₂₀ alkoxy, and halogen.

In accordance with some additional embodiments, B and B′ of Formula (I-A-PC) are each independently selected from phenyl, and phenyl substituted with at least one of fluoro, C₁-C₆ alkyl, C₁-C₆ alkoxy, morpholino, piperidino, and pyrrolidino.

With some embodiments, the photochromic fused ring indenopyran compound represented by Formula (I-A-PC) is prepared by reacting the intermediate compound represented by Formula (I-A) with a propargyl alcohol represented by the following Formula (XI):

With reference to Formula (XI), B and B′ are as described herein with reference to Formula (I-A-PC).

With some embodiments, the photochromic fused ring indenopyran compound, such as represented by Formula (I-A-PC), is formed by reacting or coupling the propargyl alcohol represented by Formula XI and the intermediated compound represented by Formula (I-A), in the presence of a catalytic amount of a protonic acid, such as dodecyl benzene sulfonic acid (DBSA) or para-toluene sulfonic acid (pTSA), in a suitable solvent, such as a haloalkyl (e.g., trichloromethane), under an inert atmosphere (e.g., a nitrogen sweep), and at a temperature range of from 0° C. to the boiling point of the solvent, such as from 0° C. to 55° C., or from 10° C. to 45° C., or from 20° C. to 25° C.

In accordance with some embodiments, the fused ring indeno compounds prepared by the methods of the present invention and certain intermediate compounds are used to prepare photochromic fused ring indeno-naphtho-pyran compounds, such as represented by the following Formula (I-B-PC):

With reference to Formula (I-B-PC), n, R¹-R⁵, Z₁-Z₃, B and B′ are each as described herein with reference to Formulas (I-A) and (I-A-PC). With further reference to Formula (I-B-PC), the ring that includes Z₁-Z₃ is bonded to both ring positions as depicted in Formula (I-B-PC).

With some embodiments, the photochromic fused ring indenopyran compound represented by Formula (I-B-PC) is prepared by reacting the intermediate compound represented by Formula (I-B) with the propargyl alcohol represented by Formula (XI).

The photochromic compounds, with some embodiments, are used to prepare photochromic articles that include one or more such photochromic compounds. The photochromic articles are, with some embodiments, prepared by art-recognized methods, such as by imbibition methods, cast-in-place methods, coating methods, in-mold coating methods, over-mold methods, and lamination methods.

With some embodiments the photochromic articles are selected from ophthalmic articles, display articles, windows, mirrors, and active liquid crystal cell articles, and passive liquid crystal cell articles. With some further embodiments, the photochromic article is selected from ophthalmic articles, and the ophthalmic articles are selected from corrective lenses, non-corrective lenses, contact lenses, intra-ocular lenses, magnifying lenses, protective lenses, and visors. With some further embodiments, the photochromic article is selected from display articles, and the display articles are selected from screens, monitors, and security elements.

The present invention is more particularly described in the following examples, which are intended as illustrative only, since numerous modifications and variations therein will be apparent to those skilled in the art.

EXAMPLES Example 1 Step 1

Into a flask containing benzoyl chloride (206 g) and dichloromethane (2 L) was added aluminum chloride (200 g) while stirring. After 30 minutes at ambient temperature the flask was placed in a water bath and a condenser was connected through which 2-methylfuran (210 mL) was added dropwise over 30 minutes. The resulting mixture was stirred for 7 hours then carefully poured into cold water (3 L). The organic layer was collected, washed with water and concentrated to afford (5-methylfuran-2-yl)(phenyl)methanone as an oily product (220 g).

Step 2

The product of Step 1 (220 g), dimethyl succinate (242 mL) and toluene (2.5 L) were added to a reaction flask equipped with a mechanical stirrer, a solid addition funnel and a Nitrogen blanket. Potassium t-butoxide (176 g) was added through the solid addition funnel and the mixture was stirred at room temperature for 3 hours. The resulting mixture was poured into water (2 L) and the aqueous layer was collected. The toluene layer was extracted with water (200 mL). The aqueous layers were combined and washed with toluene. Aqueous HCl (3N) was added to the water solution to adjust the pH to 5. The resulting solution was extracted with ethyl acetate. The ethyl acetate layer was then washed with brine (500 mL) and concentrated. The residue was then purified through a silica gel plug eluting with a mixture of 1/1 toluene/ethyl acetate, collecting the fractions containing the product. After evaporation of the solvents, a dense oily material was obtained (203 g).

Step 3

Anhydrous lanthanum (III) chloride (91 g) was ground to very fine powder then mixed with lithium chloride (47 g) and dry THF (1.5 L) in a 5 L three-neck flask equipped with a mechanical stirrer and an addition funnel. The mixture was refluxed until completely dissolved. The product from Step 2 (54 g) was dissolved in the mixture, then cooled to −5° C. A solution of 3 M methyl magnesium chloride in dry THF (375 mL) was placed in the addition funnel. The first 100 mL of the Grignard was added to the mixture slowly, observing gas bubbles and an exotherm. After reducing the temperature back to −5° C., the remainder of the Grignard was added over 3 minutes. After stirring 30 minutes at −5° C., the ice bath was removed and the mixture was stirred at room temperature for one hour. The reaction mixture was then poured into a flask containing cold water (350 mL) and the pH adjusted to 4 using 12 M HCl (25 mL). The water layer was discarded and the organic layer was washed twice with brine and concentrated to dry. The resulting solid was re-dissolved in toluene and purified through a silica gel plug eluting with toluene. The clear solution was concentrated to dryness to obtain a dark oily product (41 g). ¹H NMR showed that the product had a structure consistent with ˜1/1 mixture of E/Z isomers of beta-((5-methylfuran-2-yl)(phenyl)methylene)-gamma,gamma-dimethyl-gamma-butyrolactone.

Step 4

The product from step 3 (5 g) and N-(4-bromophenyl)maleimide (5 g) were dissolved in acetic anhydride (50 mL) followed by addition of bismuth triflate (0.8 g). The reaction mixture was heated at 70° C. for 3 hours. The solvent was then removed by evaporation, and the resulting residue re-dissolved in dichloromethane and washed with water (100 mL). The organic layer was collected and purified through a silica gel plug eluting with a mixture of 5/1 hexanes/ethyl acetate, collecting the fractions containing the product. Removal of solvent yielded a solid product (9 g). ¹H NMR showed that the product had a structure consistent with 11-(4-bromophenyl)-10,12-dioxo-7,7,9-trimethyl-7,10,11,12-tetrahydropyrrolo[3′,4′:4,5]indeno[3,2-a]naphthalen-5-yl acetate.

Example 2

The procedure from Example 1 was followed except maleic anhydride was used in place of N-(4-bromophenyl)maleimide to yield a yellow solid. ¹H NMR showed that the product had a structure consistent with 10,12-dioxo-7,7,9-trimethyl-10,12-dihydro-7H-furo[3′,4′:4,5]indeno[3,2-a]naphthalen-5-yl acetate.

Example 3 Step 1

To a stirred mixture of aluminum chloride (187 g) and dichloromethane (1 L) at 0° C., was added a mixture of 2-furoyl chloride (160 g) and dichloromethane (100 ml) dropwise at a rate such that the temperature was maintained between 0° and 40° C., approximately 30 minutes. The mixture was stirred for an additional 30 minutes, then transferred to an addition funnel. The solution was added dropwise to a stirred solution of anisol (150 g) and dichloromethane (100 ml) in an ice bath over a period of one hour, maintaining a temperature below 20° C. After the addition, the mixture was stirred at 0° C. for 30 minutes, warmed to ambient temperature and stirred for one additional hour then poured onto ice (1 Kg). To the mixture was added 3N HCl (200 ml) and the mixture stirred at room temperature for two hours, after which the organic phase was collected. To the collected organic solution was added 2N aqueous NaOH (500 ml) and the mixture was stirred for two hours. The organic layer was collected, dried over magnesium sulfate and concentrated by evaporation to yield a clear liquid (278 g). ¹H NMR showed that the product had a structure consistent with furan-2-yl(4-methoxyphenyl)methanone.

Step 2

The product of Step 1 (80 g), dimethyl succinic ester (115 g) and toluene (800 ml) were placed in a three-neck 3 L flask equipped with a mechanical stirrer. Potassium t-butoxide (67 g) was added in batches over a 30 minute period. An exothermic reaction was observed along with the formation of a large amount of precipitate. After a one hour hold, water (800 mL) was added and the mixture transferred to a separatory funnel. The aqueous phase was collected and washed twice with toluene (200 mL). The pH was adjusted to ˜2 using 3N HCl, resulting in the separation of a large amount of oil. To the mixture was added ethyl acetate (500 mL). After stirring at ambient temperature for 10 minutes, the organic layer was collected, washed with brine and dried over MgSO₄. After concentration, the crude product was purified through a silica gel plug with the use of a gradient of 10/90 to 60/40 ethyl acetate/hexane as the eluent. A viscous oil (95 g) was obtained. ¹H NMR showed that the obtained product (62 g) had a structure consistent with ˜1/1 Z/E mixture of 4-(furan-2-yl)-3-(methoxycarbonyl)-4-(4-methoxyphenyl)but-3-enoic acid.

Step 3

A stock solution was prepared by mixing anhydrous lanthanum (III) chloride powder (147 g) and lithium chloride (76.2 g) in dry THF (2 L) and stirring for 3 days. The product of Step 2 (50 g) was dissolved in the stock solution (1 L) and cooled to 0° C. A solution of 2 M butyl magnesium chloride in THF (320 mL) was placed in the addition funnel. The first 30% of the Grignard was added slowly to the mixture, during which an exotherm was observed. Upon restoring the temperature to 0° C., the remainder of the Grignard was added over one minute. After stirring one hour at 0° C. and an additional hour at room temperature, the mixture was poured into ice water (0.5 L), and the pH adjusted to ˜3 using 12 N HCl (˜70 ml). The mixture turned clear with formation of two layers. The aqueous layer was discarded. The organic layer was washed with brine three times then concentrated to dryness. The crude product was purified through a silica gel plug with the use of toluene as eluent to yield a viscous oil (32 g). ¹H NMR showed that the product had a structure consistent with a mixture of ˜1/1 E/Z isomers of beta-((4-methoxyphenyl)(furan-2-yl)methylene)-gamma,gamma-dibutyl-gamma-butyrolactone.

Step 4

To a solution of maleic anhydride (0.8 g) in acetic anhydride (5 ml) was added the product from Step 3 (0.76 g), 2-phenylpropan-2-ol (0.7 g) and bismuth triflate (0.16 g). The mixture was stirred at room temperature for 48 hours followed by removal of solvent. The residue was purified by column separation using a CombiFlash® Rf from Teledyne ISCO to yield a viscous yellow oil (0.32 g). ¹H NMR showed that the product had a structure consistent with 10,12-dioxo-7,7-dibutyl-3-methoxy-9-(2-phenylpropan-2-yl)-10,12-dihydro-7H-furo[3′,4′:4,5]indeno[3,2-a]naphthalen-5-yl acetate.

Example 4 Step 1

To a stirred mixture of benzoyl chloride (120 g), furan (100 mL) and dichloromethane (1 L) at 0° C. was added aluminum chloride (130 g) over one hour. The mixture was stirred at room temperature for two hours then poured slowly into water (1 L), then passed through Celite to remove the resulting brown precipitate. The organic layer was collected and concentrated. The crude product was purified by silica gel chromatography eluting with 2/8 ethyl acetate/hexane to yield a viscous oil (50 g). ¹H NMR showed that the product had a structure consistent with furan-2-yl(phenyl)methanone.

Step 2

The procedure from Step 2 of Example 3 was followed except the product from Step 1 of this Example was used in place of the product from Step 1 of Example 3.

Step 3

The procedure from Step 3 of Example 3 was followed except methyl magnesium chloride was used in place of butyl magnesium chloride.

Step 4

The procedure from Step 4 of Example 3 was followed except N-(4-bromophenyl)maleimide was used in place of maleic anhydride. ¹H NMR showed that the product had a structure consistent with 11-(4-bromophenyl)-10,12-dioxo-7,7-dimethyl-9-(2-phenylpropan-2-yl)-7,10,11,12-tetrahydropyrrolo[3′,4′:4,5]indeno[3,2-a]naphthalen-5-yl acetate.

Example 5

The procedures from Example 4 were followed except maleic anhydride was used in place of N-(4-bromophenyl)maleimide in Step 4. ¹H NMR showed that the product had a structure consistent with 10,12-dioxo-7,7-dimethyl-9-(2-phenylpropan-2-yl)-10,12-dihydro-7H-furo[3′,4′:4,5]indeno[3,2-a]naphthalen-5-yl acetate.

Example 6

The product from Example 1 (3 g) was dissolved in ethanol (70 mL) and 12 M HCl (0.2 mL) was added. The mixture was refluxed for 1 hour then cooled to ambient temperature. The solvent was removed by evaporation. The residue was dissolved in dichloromethane (100 mL), washed once with water (100 mL) and concentrated to dryness. Solid product (2.6 g) was obtained. ¹H NMR showed that the product had a structure consistent with 11-(4-bromophenyl)-10,12-dioxo-7,7,9-trimethyl-7,10,11,12-tetrahydropyrrolo[3′,4′:4,5]indeno[3,2-a]naphthalen-5-ol.

Example 7

The procedures from Example 6 were followed except the product from Example 4 was used in place of the product from Example 1. ¹H NMR showed that the product had a structure consistent with 11-(4-bromophenyl)-10,12-dioxo-7,7-dimethyl-9-(2-phenylpropan-2-yl)-7,10,11,12-tetrahydropyrrolo[3′,4′:4,5]indeno[3,2-a]naphthalen-5-ol.

Example 8

The procedures from Example 6 were followed except the product from Example 5 was used in place of the product from Example 1. ¹H NMR showed that the product had a structure consistent with 10,12-dioxo-7,7-dimethyl-9-(2-phenylpropan-2-yl)-10,12-dihydro-7H-furo[3′,4′:4,5]indeno[3,2-a]naphthalen-5-ol.

Example 9

A solution containing the product from Example 1 (1 g), 4-(trans-4-pentylcyclohexyl)-N-(4-(4,4,5,5-tetramethyl-1,3,2-dioxaborolan-2-yl)phenyl)benzamide (1 g) and K₂CO₃ (1.5 g) in 1,2-dimethoxyethane (70 mL) and water (30 mL) was stirred and sparged with Nitrogen for 10 minutes. Then bis(triphenylphosphine)palladium(II)dichloride (0.13 g) was added and the reaction mixture was heated to reflux for 8 hours. Upon cooling, the solution was extracted with ethyl acetate (100 mL). The organic phase was collected and concentrated, and the residue purified through a silica gel plug to yield a solid product (1.2 g). ¹H NMR showed that the product had a structure consistent with 11-(4′-(4-(trans-4-pentylcyclohexyl)benzamido)-[1,1′-biphenyl])-10,12-dioxo-7,7,9-trimethyl-7,10,11,12-tetrahydropyrrolo[3′,4′:4,5]indeno[3,2-a]naphthalen-5-ol.

Example 10

A mixture of the product from Example 3 (0.31 g), 4-aminophenol (0.3 g) and acetic acid (5 mL) was stirred under reflux for two hours followed by removal of solvent. The residue was purified by column separation using a CombiFlash Rf to yield a yellow solid (0.23 g). ¹H NMR showed that the product had a structure consistent with 11-(4-hydroxyphenyl)-10,12-dioxo-7,7-dibutyl-3-methoxy-9-(2-phenylpropan-2-yl)-7,10,11,12-tetrahydropyrrolo[3′,4′:4,5]indeno[3,2-a]naphthalen-5-ol.

Example 11

The product from Example 6 (3 g) was dissolved in dichloroethane (150 mL). To the flask was added 1-(4-butoxyphenyl)-1-phenylprop-2-yn-1-ol (2 g) and a few crystals of p-toluenesulfonic acid. The mixture was stirred at room temperature for three hours. The reaction mixture was washed once with water (50 mL) and the organic residue was purified by silica gel chromatography eluting with 4/1 hexanes/ethyl acetate. After evaporation of the solvents, the product was further purified using a CombiFlash Rf, yielding yellow crystals (0.9 g). ¹H NMR analysis indicated that the product had a structure consistent with 10-(4-bromophenyl)-3-(4-butoxyphenyl)-12,14,14-trimethyl-9,11-dioxo-3-phenyl-3,9,11,14-tetrahydropyrrolo[3′,4′:4,5]indeno[2′,3′:3,4]naphtho[1,2-b]pyran.

Example 12

The procedure from Example 11 was used except the product from Example 7 was used in place of the product from Example 6 in Step 1, and 1-(4-methoxyphenyl)-1-phenylprop-2-yn-1-ol was used in place of 1-(4-butoxyphenyl)-1-phenylprop-2-yn-1-ol in Step 2. ¹H NMR analysis showed the product had a structure consistent with 10-(4-bromophenyl)-3-(4-methoxyphenyl)-14,14-dimethyl-9,11-dioxo-3-phenyl-12-(2-phenylpropan-2-yl)-3,9,11,14-tetrahydropyrrolo[3′,4′:4,5]indeno[2′,3′:3,4]naphtho[1,2-b]pyran.

Example 13

The procedure from Example 11 was used except that the product from Example 8 was placed in place of the product from Example 6 in Step 1, and 1-(4-methoxyphenyl)-1-phenylprop-2-yn-1-ol was used in place of 1-(4-butoxyphenyl)-1-phenylprop-2-yn-1-ol in Step 2. ¹H NMR analysis showed the product had a structure consistent with 3-(4-methoxyphenyl)-14,14-dimethyl-9,11-dioxo-3-phenyl-12-(2-(2-phenylpropan-2-yl))-3,9,11,14-tetrahydrofuro[3′,4′:4,5]indeno[2′,3′:3,4]naphtho[1,2-b]pyran.

Example 14

The procedure from Example 11 was used except that the product from Example 9 was placed in place of the product from Example 6 in Step 1, and 1-(4-methoxyphenyl)-1-phenylprop-2-yn-1-ol was used in place of 1-(4-butoxyphenyl)-1-phenylprop-2-yn-1-ol in Step 2. ¹H NMR analysis showed the product had a structure consistent with 3-(4-methoxyphenyl)-14,14-dimethyl-9,11-dioxo-3-phenyl-12-(2-(2-phenylpropan-2-yl))-3,9,11,14-tetrahydrofuro[3′,4′:4,5]indeno[2′,3′:3,4]naphtho[1,2-b]pyran.

The present invention has been described with reference to specific details of particular embodiments thereof. It is not intended that such details be regarded as limitations upon the scope of the invention except insofar as to the extent that they are included in the accompanying claims. 

What is claimed is:
 1. An intermediate compound for preparation of a photochromic compound, wherein said intermediate compound is represented by the following Formula (I-A),

wherein, Ring-A is selected from aryl and fused ring aryl, n is selected from 1 to 8, R¹ for each n is in each case independently selected from hydrogen, hydrocarbyl and substituted hydrocarbyl each optionally and independently interrupted with at least one of —O—, —S—, —C(O)—, —C(O)O—, —S(O)—, —SO₂—, —N═N—, —N(R₁₁′)— where R₁₁′ is selected from hydrogen, hydrocarbyl or substituted hydrocarbyl, —Si(OR₈′)_(w)(R₈′)_(t)—, where w and t are each independently selected from 0 to 2, provided that the sum of w and t is 2, and each R₈′ is independently selected from hydrogen, hydrocarbyl and substituted hydrocarbyl, and combinations of two or more thereof; halogen; cyano; —O—R₁₀′ or —S—R₁₀′ or —C(O)—R₁₀′ or —C(O)—OR₁₀′, wherein each R₁₀′ is independently selected from hydrogen, hydrocarbyl or substituted hydrocarbyl; perhalohydrocarbyl; and —C(O)—N(R₁₁′)(R₁₂′) or —N(R₁₁′)R₁₂′, wherein R₁₁′ and R₁₂′ are each independently selected from hydrogen, hydrocarbyl or substituted hydrocarbyl, or R₁₁′ and R₁₂′ together form a ring structure optionally including at least one heteroatom, R² and R³ are each independently selected from hydrogen, hydrocarbyl, substituted hydrocarbyl, halogen, —C(O)—N(R₁₄)(R₁₅), —N(R₁₄)(R₁₅), —SR₁₆, and —OR₁₆, where R₁₄ and R₁₅ are each independently selected from hydrogen, hydrocarbyl, and substituted hydrocarbyl, or R₁₄ and R₁₅ together form a ring, and each R₁₆ is independently selected from hydrocarbyl and substituted hydrocarbyl, R⁴ and R⁵ are each independently selected from hydrogen, hydrocarbyl, and substituted hydrocarbyl, each optionally and independently interrupted with —O—, —S—, —N(R₁₁′)—, where R₁₁′ is selected from hydrogen, hydrocarbyl or substituted hydrocarbyl, R⁶ is selected from hydrogen, —C(O)—R₁₉ and —S(O)(O)R₁₉, wherein R₁₉ is selected from hydrocarbyl and halohydrocarbyl, Z₁ and Z₃ are each independently selected from O, C(O) and C(R_(a))(R_(b)), where R_(a) and R_(b) are each independently selected from hydrogen, hydroxyl, and C₁-C₂₀ linear or branched alkyl, provided that at least one of Z₁ and Z₃ is C(O), and Z₂ is selected from O, S, divalent hydrocarbyl, and N—R₁₃, where R₁₃ is selected from hydrogen, hydrocarbyl and substituted hydrocarbyl each optionally and independently interrupted with at least one of —O—, —S—, —C(O)—, —C(O)O—, —S(O)—, —SO₂—, —N═N—, —N(R₁₁′)— where R₁₁′ is selected from hydrogen, hydrocarbyl or substituted hydrocarbyl, —Si(OR₈′)_(w)(R₈′)_(t)—, where w and t are each independently selected from 0 to 2, provided that the sum of w and t is 2, and each R₈′ is independently selected from hydrogen, hydrocarbyl and substituted hydrocarbyl, and combinations of two or more thereof, or Z₂ defines an optionally substituted fused ring.
 2. The intermediate compound of claim 1 wherein, Ring-A, for Formula (I-A), is selected from aryl; R¹, for Formula (I-A), for each n is independently selected from, hydrogen, halogen selected from fluoro, bromo, iodo, and chloro; C₁-C₂₀ linear or branched alkyl; C₃-C₁₀ cycloalkyl; substituted or unsubstituted phenyl, the phenyl substituents being selected from halogen, halo(C₁-C₂₀)alkyl, C₁-C₂₀ alkyl or C₁-C₂₀ alkoxy; —O—R₁₀′ or —S—R₁₀′, wherein each R₁₀′ independently is hydrogen, C₁-C₂₀ alkyl, phenyl(C₁-C₂₀)alkyl, mono(C₁-C₂₀)alkyl substituted phenyl(C₁-C₂₀)alkyl, mono(C₁-C₂₀)alkoxy substituted phenyl(C₁-C₂₀)alkyl, (C₁-C₂₀)alkoxy(C₂-C₂₀)alkyl, C₃-C₁₀ cycloalkyl, or mono(C₁-C₂₀)alkyl substituted C₃-C₁₀ cycloalkyl; —N(R₁₁′)R₁₂′ or —C(O)—N(R₁₁′)(R₁₂′), wherein R₁₁′ and R₁₂′ are each independently hydrogen, C₁-C₂₀ alkyl, phenyl, naphthyl, furanyl, benzofuran-2-yl, benzofuran-3-yl, thienyl, benzothien-2-yl, benzothien-3-yl, dibenzofuranyl, dibenzothienyl, benzopyridyl, fluorenyl, C₁-C₂₀ alkylaryl, C₃-C₁₀ cycloalkyl, C₄-C₂₀ bicycloalkyl, C₅-C₂₀ tricycloalkyl or C₁-C₂₀ alkoxyalkyl, wherein said aryl group is phenyl or naphthyl, or R₁₁′ and R₁₂′ come together with the nitrogen atom to form a C₃-C₂₀ hetero-bicycloalkyl ring or a C₄-C₂₀ hetero-tricycloalkyl ring; a nitrogen containing ring represented by the following graphic formula XIIA,

wherein each —Y— is independently chosen for each occurrence from —CH²⁻, —CH(R₁₃′)—, —C(R₁₃′)₂—, —CH(aryl)-, —C(aryl)₂-, and —C(R₁₃′)(aryl)-, and Z is —Y—, —O—, —S—, —NH—, —N(R₁₃′)—, or —N(aryl)-, wherein each R₁₃′ is independently C₁-C₂₀ alkyl, each aryl is independently phenyl or naphthyl, m is an integer 1, 2 or 3, and p is an integer 0, 1, 2, or 3 and provided that when p is 0, Z is —Y—; a group represented by one of the following graphic formulas XIIB or XIIC,

wherein R₁₅, R₁₆, and R₁₇ are each independently hydrogen, C₁-C₂₀ alkyl, phenyl, or naphthyl, or the groups R₁₅ and R₁₆ together form a ring of 5 to 8 carbon atoms and each R^(d) is independently for each occurrence selected from C₁-C₂₀ alkyl, C₁-C₂₀ alkoxy, fluoro or chloro, and Q is an integer 0, 1, 2, or 3; and unsubstituted, mono-, or di-substituted C₄-C₁₈ spirobicyclic amine, or unsubstituted, mono-, and di-substituted C₄-C₁₈ spirotricyclic amine, wherein said substituents are independently aryl, C₁-C₂₀ alkyl, C₁-C₂₀ alkoxy, or phenyl(C₁-C₂₀)alkyl; or two adjacent R¹ groups together form a group represented by one of XIID and XIIE:

wherein T and T′ are each independently oxygen or the group —NR₁₁′—, where R₁₁′, R₁₅, and R₁₆ are as set forth above; R² and R³, for Formula (I-A), are each independently selected from, hydrogen, halogen selected from F, Cl, Br, and I, C₁-C₂₀ linear or branched alkyl; C₃-C₁₀ cycloalkyl; substituted or unsubstituted phenyl, the phenyl substituents being selected from halogen, hydroxyl, halo(C₁-C₂₀)alkyl, carbonyl, C₁-C₂₀ alkoxycarbonyl, cyano, C₁-C₂₀ alkyl or C₁-C₂₀ alkoxy; —C(O)N(R₁₄)(R₁₅) or —N(R₁₄)(R₁₅), where R₁₄ and R₁₅ are each independently selected from, hydrogen, C₁-C₂₀ linear or branched alkyl; C₃-C₁₀ cycloalkyl; and substituted or unsubstituted phenyl, the phenyl substituents being selected from halogen, halo(C₁-C₂₀)alkyl, C₁-C₂₀ alkyl or C₁-C₂₀ alkoxy; or R₁₄ and R₁₅ together form a ring; and —OR₁₆, or —SR₁₆, where each R₁₆ is independently selected from, C₁-C₂₀ linear or branched alkyl; C₃-C₁₀ cycloalkyl; and substituted or unsubstituted phenyl, the phenyl substituents being selected from halogen, halo(C₁-C₂₀)alkyl, C₁-C₂₀ alkyl or C₁-C₂₀ alkoxy; R⁴ and R⁵, for Formula (I-A), are each independently selected from, (i) hydrogen, C₁-C₂₀ alkyl, C₁-C₂₀ haloalkyl, C₃-C₁₀ cycloalkyl, allyl, benzyl, or mono-substituted benzyl, said benzyl substituents being chosen from halogen, C₁-C₂₀ alkyl or C₁-C₂₀ alkoxy; (ii) an unsubstituted, mono- di- or tri-substituted group chosen from phenyl, naphthyl, phenanthryl, pyrenyl, quinolyl, isoquinolyl, benzofuranyl, thienyl, benzothienyl, dibenzofuranyl, dibenzothienyl, carbazolyl, or indolyl, said group substituents in each case being independently chosen from halogen, C₁-C₂₀ alkyl or C₁-C₂₀ alkoxy; (iii) mono-substituted phenyl, said substituent located at the para position being —(CH₂)_(t)— or —O—(CH₂)_(t)—, wherein t is the integer 1, 2, 3, 4, 5 or 6, said substituent being connected to an aryl group which is a member of a photochromic material; and (iv) the group —CH(R¹⁰)G, wherein R¹⁰ is hydrogen, C₁-C₆ alkyl or the unsubstituted, mono- or di-substituted aryl groups phenyl or naphthyl, and G is —CH₂OR¹¹, wherein R¹¹ is hydrogen, C₁-C₂₀ alkyl, C₁-C₂₀ alkoxy(C₁-C₂₀)alkyl, phenyl(C₁-C₂₀)alkyl, mono(C₁-C₂₀)alkoxy substituted phenyl(C₁-C₂₀)alkyl, or the unsubstituted, mono- or di-substituted aryl groups phenyl or naphthyl, each of said phenyl and naphthyl group substituents being C₁-C₂₀ alkyl or C₁-C₂₀ alkoxy; or (v) R⁴ and R⁵ together form a spiro substituent selected from a substituted or unsubstituted spiro-carbocyclic ring containing 3 to 6 carbon atoms, a substituted or unsubstituted spiro-heterocyclic ring containing 1 or 2 oxygen atoms and 3 to 6 carbon atoms including the spirocarbon atom, said spiro-carbocyclic ring and spiro-heterocyclic ring being annellated with 0, 1 or 2 benzene rings, said substituents being hydrogen or C₁-C₂₀ alkyl; and R⁶ for Formula (I-A) is selected from hydrogen, —C(O)—R₁₉ and —S(O)(O)R₁₉, wherein R₁₉ is selected from C₁-C₂₀ linear or branched alkyl and C₁-C₂₀ linear or branched perfluoroalkyl.
 3. The intermediate compound of claim 2 wherein, Ring-A, for Formula (I-A), is C₆-aryl, R¹, for Formula (I-A), for each n is independently selected from hydrogen, C₁-C₆ linear or branched alkyl, C₃-C₇ cycloalkyl, C₁-C₈ haloalkyl, fluoro, bromo, iodo, chloro, and —O—R₁₀′, R² and R³, for Formula (I-A), are each independently selected from hydrogen, C₁-C₆ linear or branched alkyl; C₃-C₇ cycloalkyl; and substituted or unsubstituted phenyl, the phenyl substituents being selected from halogen, halo(C₁-C₆)alkyl, C₁-C₆ alkyl or C₁-C₆ alkoxy; R⁴ and R⁵, for Formula (I-A), are each independently selected from hydrogen, C₁-C₈ alkyl, C₁-C₈ haloalkyl, and C₃-C₇ cycloalkyl, or R⁴ and R⁵ together form a spiro substituent selected from a substituted or unsubstituted spiro-carbocyclic ring containing 3 to 6 carbon atoms; and R⁶ for Formula (I-A) is selected from —C(O)—R₁₉ and —S(O)(O)R₁₉, wherein R₁₉ is selected from C₁-C₁₀ linear or branched alkyl and C₁-C₁₀ linear or branched perfluoroalkyl.
 4. The intermediate compound of claim 1 wherein, Z₂ is N—R₁₃, and R₁₃ is a group L represented by the following Formula (II), and optionally at least one R¹ independently for each n, is selected from said group L represented by the following Formula (II), —[S₁]_(c)-[Q₁-[S₂]_(d)]_(d′)-[Q₂-[S₃]_(e)]_(e′)-[Q₃-[S₄]_(f)]_(f′)—S₅—P  Formula (II) wherein: (a) Q₁, Q₂, and Q₃ for each occurrence, are independently selected from a divalent group selected from optionally substituted aryl, optionally substituted heteroaryl, optionally substituted cycloalkyl, and optionally substituted heterocycloalkyl; wherein the aryl substituents, heteroaryl substituents, cycloalkyl substituents, and heterocycloalkyl substituents are each independently selected from P, liquid crystal mesogens, halogen, poly(C₁-C₁₈ alkoxy), C₁-C₁₈ alkoxycarbonyl, C₁-C₁₈ alkylcarbonyl, C₁-C₁₈ alkoxycarbonyloxy, aryloxycarbonyloxy, perfluoro(C₁-C₁₈)alkoxy, perfluoro(C₁-C₁₈)alkoxycarbonyl, perfluoro(C₁-C₁₈)alkylcarbonyl, perfluoro(C₁-C₁₈)alkylamino, di-(perfluoro(C₁-C₁₈)alkyl)amino, perfluoro(C₁-C₁₈)alkylthio, C₁-C₁₈ alkylthio, C₁-C₁₈ acetyl, C₃-C₁₀ cycloalkyl, C₃-C₁₀ cycloalkoxy, straight-chain C₁-C₁₈ alkyl, and branched C₁-C₁₈ alkyl; wherein said straight-chain C₁-C₁₈ alkyl and branched C₁-C₁₈ alkyl are mono-substituted with a group selected from cyano, halogen, and C₁-C₁₈ alkoxy; or wherein said straight-chain C₁-C₁₈ alkyl and branched C₁-C₁₈ alkyl are poly-substituted with at least two groups independently selected from halogen, -M(T)_((v-1)) and -M(OT)_((v-1)), wherein M is chosen from aluminum, antimony, tantalum, titanium, zirconium and silicon, T is chosen from organofunctional radicals, organofunctional hydrocarbon radicals, aliphatic hydrocarbon radicals and aromatic hydrocarbon radicals, and v is the valence of M; (b) c, d, e, and f are each independently chosen from an integer of 1 to 20; and each S₁, S₂, S₃, S₄, and S₅ is independently chosen for each occurrence from a spacer unit selected from: (i) optionally substituted alkylene, optionally substituted haloalkylene, —Si(CH₂)_(g)—, and —(Si[(CH₃)₂]O)_(h)—, wherein g for each occurrence is independently chosen from an integer from 1 to 20; h for each occurrence is independently chosen from an integer from 1 to 16; and said substitutes for the alkylene and haloalkylene are independently selected from C₁-C₁₈ alkyl, C₃-C₁₀ cycloalkyl and aryl; (ii) —N(Z)—, —C(Z)═C(Z)—, —C(Z)═N—, —C(Z′)₂—C(Z′)₂—, and a single bond, wherein Z for each occurrence is independently selected from hydrogen, C₁-C₁₈ alkyl, C₃-C₁₀ cycloalkyl and aryl, and Z′ for each occurrence is independently selected from C₁-C₁₈ alkyl, C₃-C₁₀ cycloalkyl and aryl; and (iii) —O—, —C(═O)—, —C≡C—, —N═N—, —S—, —S(═O)—, —(O═)S(═O)—, —(O═)S(═O)O—, —O(O═)S(═O)O— and straight-chain or branched C₁-C₂₄ alkylene residue, said C₁-C₂₄ alkylene residue being unsubstituted, mono-substituted by cyano or halogen, or poly-substituted by halogen, provided that when two spacer units comprising heteroatoms are linked together the spacer units are linked so that heteroatoms are not directly linked to each other, the bond between R₁₃ and the nitrogen atom of N—R₁₃ is free of two heteroatoms linked to each other, and the bond between S₅ and P is free of two heteroatoms linked to each other; (c) P for each occurrence is independently selected from hydroxy, amino, C₂-C₁₈ alkenyl, C₂-C₁₈ alkynyl, azido, silyl, siloxy, silylhydride, (tetrahydro-2H-pyran-2-yl)oxy, thio, isocyanato, thioisocyanato, acryloyloxy, methacryloyloxy, 2-(acryloyloxy)ethylcarbamyl, 2-(methacryloyloxy)ethylcarbamyl, aziridinyl, allyloxycarbonyloxy, epoxy, carboxylic acid, carboxylic ester, acryloylamino, methacryloylamino, aminocarbonyl, C₁-C₁₈ alkyl aminocarbonyl, aminocarbonyl(C₁-C₁₈)alkyl, C₁-C₁₈ alkyloxycarbonyloxy, halocarbonyl, hydrogen, aryl, hydroxy(C₁-C₁₈)alkyl, C₁-C₁₈alkyl, C₁-C₁₈ alkoxy, amino(C₁-C₁₈)alkyl, C₁-C₁₈alkylamino, di-(C₁-C₁₈)alkylamino, C₁-C₁₈ alkyl(C₁-C₁₈)alkoxy, C₁-C₁₈ alkoxy(C₁-C₁₈)alkoxy, nitro, poly(C₁-C₁₈)alkyl ether, (C₁-018)alkyl(C₁-C₁₈)alkoxy(C₁-C₁₈)alkyl, polyethyleneoxy, polypropyleneoxy, ethylene, acryloyl, acryloyloxy(C₁-C₁₈)alkyl, methacryloyl, methacryloyloxy(C₁-C₁₈)alkyl, 2-chloroacryloyl, 2-phenylacryloyl, acryloyloxyphenyl, 2-chloroacryloylamino, 2-phenylacryloylaminocarbonyl, oxetanyl, glycidyl, cyano, isocyanato(C₁-C₁₈)alkyl, itaconic acid ester, vinyl ether, vinyl ester, a styrene derivative, main-chain and side-chain liquid crystal polymers, siloxane derivatives, ethyleneimine derivatives, maleic acid derivatives, maleimide derivatives, fumaric acid derivatives, unsubstituted cinnamic acid derivatives, cinnamic acid derivatives that are substituted with at least one of methyl, methoxy, cyano and halogen, and substituted or unsubstituted chiral or non-chiral monovalent or divalent groups chosen from steroid radicals, terpenoid radicals, alkaloid radicals and mixtures thereof, wherein the substituents are independently chosen from C₁-C₁₈ alkyl, C₁-C₁₈ alkoxy, amino, C₃-C₁₀ cycloalkyl, C₁-C₁₈ alkyl(C₁-C₁₈)alkoxy, fluoro(C₁-C₁₈)alkyl, cyano, cyano(C₁-C₁₈)alkyl, cyano(C₁-C₁₈)alkoxy or mixtures thereof, or P is a structure having from 2 to 4 reactive groups, or P is an unsubstituted or substituted ring opening metathesis polymerization precursor, or P is a substituted or unsubstituted photochromic compound; and (d) d′, e′ and f′ are each independently chosen from 0, 1, 2, 3, and 4, provided that the sum of d′+e′+f′ is at least
 1. 5. The intermediate compound of claim 4 wherein, for said group L represented by Formula (II), (a) Q₁, Q₂, and Q₃ for each occurrence, are independently selected from optionally substituted aryl and optionally substituted cycloalkyl, (b) each S₁, S₂, S₃, S₄, and S₅ is independently chosen for each occurrence from a spacer unit selected from, (ii) —N(Z)—, —C(Z)═C(Z)—, —C(Z)═N—, —C(Z′)₂—C(Z′)₂—, and a single bond, wherein Z for each occurrence is independently selected from hydrogen, C₁-C₈ alkyl, C₃-C₆ cycloalkyl and aryl, and Z′ for each occurrence is independently selected from C₁-C₈ alkyl, C₃-C₆cycloalkyl and aryl, and (iii) —O—, —C(═O)—, —C≡C—, —N═N—, —S—, —S(═O)—, and straight-chain or branched C₁-C₁₂ alkylene residue, said C₁-C₁₂ alkylene residue being unsubstituted, mono-substituted by cyano or halogen, or poly-substituted by halogen, and (c) P for each occurrence is independently selected from hydrogen, hydroxy, amino, C₂-C₈ alkenyl, C₂-C₈ alkynyl, acryloyloxy, methacryloyloxy, 2-(acryloyloxy)ethylcarbamyl, 2-(methacryloyloxy)ethylcarbamyl, epoxy, carboxylic acid, carboxylic ester, acryloylamino, methacryloylamino, aminocarbonyl, C₁-C₈ alkyl aminocarbonyl, aminocarbonyl(C₁-C₈)alkyl, C₁-C₈ alkyloxycarbonyloxy, halocarbonyl, aryl, hydroxy(C₁-C₈)alkyl, C₁-C₈ alkyl, C₁-C₈ alkoxy, amino(C₁-C₈)alkyl, C₁-C₈ alkylamino, di-(C₁-C₈)alkylamino, C₁-C₈ alkyl(C₁-C₈)alkoxy, C₁-C₈ alkoxy(C₁-C₈)alkoxy, nitro, poly(C₁-C₈)alkyl ether, (C₁-C₈)alkyl(C₁-C₈)alkoxy(C₁-C₈)alkyl, polyethyleneoxy, polypropyleneoxy, ethylene, acryloyl, acryloyloxy(C₁-C₁₈)alkyl, methacryloyl, methacryloyloxy(C₁-C₈)alkyl, 2-chloroacryloyl, 2-phenylacryloyl, acryloyloxyphenyl, 2-chloroacryloylamino, 2-phenylacryloylaminocarbonyl, oxetanyl, glycidyl, cyano, isocyanato(C₁-C₁₈)alkyl, itaconic acid ester, vinyl ether, and vinyl ester.
 6. The intermediate compound of claim 5 wherein, for said group L represented by Formula (II), (b) each S₁, S₂, S₃, S₄, and S₅ is independently chosen for each occurrence from a spacer unit selected from, (ii) —N(Z)—, —C(Z)═C(Z)—, and a single bond, wherein Z for each occurrence is independently selected from hydrogen, C₁-C₈ alkyl, C₃-C₆ cycloalkyl and aryl, and (iii) —O—, —O(═O)—, —C≡C—, and straight-chain or branched C₁-C₆ alkylene residue, said C₁-C₆ alkylene residue being unsubstituted, mono-substituted by cyano or halogen, or poly-substituted by halogen, and (c) P for each occurrence is independently selected from hydrogen, hydroxy, amino, C₂-C₈ alkenyl, C₂-C₈ alkynyl, and aryl.
 7. The intermediate compound of claim 6 wherein Z₁ and Z₃ are each C(O).
 8. The intermediate compound of claim 1 wherein, said intermediate compound represented by Formula (I-A) is represented by the following Formula (I-B),


9. The intermediate compound of claim 4 wherein each group L is independently selected from,

provided that R₁₃ of N—R₁₃ is only selected from L(5), L(6), L(7), L(8), L(9), L(12), L(14), L(21), L(24), L(27), L(34), L(36), L(h), L(i), L(j), L(l), L(m), L(n), L(n), L(o), L(p), L(u), L(v), L(w), L(ac), L(ae), L(af), L-DC-(a), L-DC-(b), L-DC-(c), L-DC-(d), L-DC-(e), L-DC-(h), L-DC-(i), and L-DC-(l).
 10. The intermediate compound of claim 8 wherein said intermediate compound represented by Formula (I-B) is selected from at least one of: 